No. 3-2, February 1995

Index

• WHAT IS COMPLIANCE? THE MORAL DIMENSION
• FORMALISM OR ANTI‐FORMALISM: REGULATION AND THE BANK OF ENGLAND
• INTERNAL COMPLIANCE VETTING
• THE PRACTICAL COMPLIANCE OFFICER: TECHNICALITY VERSUS COMMERCIALITY
• FINANCIAL SERVICES: DRAFTING PRIVATE CLIENT AGREEMENTS
• THE CAPITAL ADEQUACY REGULATION OF US BROKER‐DEALERS: A COMPARATIVE ANALYSIS — PART 2
• BISHOPSGATE INVESTMENT MANAGEMENT LTD (IN LIQUIDATION) V HOMAN AND OTHERS
• MORGAN GRENFELL & CO LTD V WELWYN HATFIELD DISTRICT COUNCIL (ISLINGTON LONDON BOROUGH COUNCIL, THIRD PARTY)
• GRANT ADAMS V THE QUEEN
• LITIGATION UPDATE