No. 5-1, January 1997
Index
- Cost‐benefit analysis and compliance culture
- Inventory‐based stock market transparency rules
- Proposal for a Directive on systemic risk in payment systems
- Analysing systemic risk in banking and financial markets
- Redrawing the regulatory map: A proposal for reform
- Standards and qualities expected of compliance staff
- Legal update
- Regulatory update
- Banking regulation and the tort of misfeasance in public office: The difficulties in suing regulators Three Rivers District Council and others (1) Bank of Credit and Commerce International SA (in liquidation) (2) v Bank of England
- Ignorance of the law is no excuse for company directors Attorney General's Reference No. 1 of 1995
- Assignment of individual investors' claims to the Investors Compensation Scheme declared invalid (1) Investors Compensation Scheme Ltd v West Bromwich Building Society; (2) Same v Hopkin & Sons; (3) Alford & Ors v West Bromwich Building Society; (4) Armitage v West Bromwich Building Society
- SIB unsuccessful in challenge to judicial review of its investigation of Interdata (UK) Ltd R v SIB ex parte Interdata (UK) Ltd
- Defining dishonesty: A culture clash of law and business Royal Brunei Airlines SDN BHD v Tan
- ‘Obtaining property by deception’, mortgage fraud and funds transfer
- Disciplinary Action