Insider Dealing in UK Law
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Insider Dealing
On December 13, the FSA published a press release announcing that Thomas Ammann, a former investment banker and FSA Approved Person at Mizuho International plc, had been sentenced to 2 years and 8...
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Criminal Conviction for Insider Dealing
On November 15, the FSA issued a press release stating that Thomas Amman, formerly an investment banker at Mizuho International plc, has pleaded guilty to two counts of insider dealing and two coun...
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UK Regulator Secures Insider Dealing Conviction
The U.K. Financial Conduct Authority has secured convictions against two individuals accused of insider dealing. Fabiana Abdel-Malek, a former senior compliance officer at the London office of a ma...
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Longest Insider Dealing Jail Sentence Imposed
On February 2, the UK Financial Services Authority (FSA) announced the longest custodial sentence so far imposed for insider dealing. Christian Littlewood, a senior investment banker, was sentenc...
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Former Investment Portfolio Manager Admits Insider Dealing
The Financial Conduct Authority announced that Mark Alexander Lyttleton had pleaded guilty to two counts of insider dealing at Southwark Crown Court. The FCA charged Mr. Lyttleton with three counts...
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Blue Index Trio Sentenced for Insider Dealing
On 20 June 2012, the FSA announced that three individuals with links to Blue Index Ltd, a contract for difference brokerage, had been sentenced for insider dealing. James Sanders, a director of Blu...
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Former Equities Trader Sentenced for Insider Dealing
Mr. Damian Clarke, a former equities trader at Schroders Investment Management, was sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing...
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Six Found Guilty of Insider Dealing
On July 23, the FSA published a press release announcing that six people have been convicted of offences of disclosure of inside information and dealing whilst in possession of confidential and pri...
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Jail Sentence Imposed For Insider Dealing
On January 21, Neil Rollins, a former senior manager of PM Onboard Limited, a waste industry firm, was sentenced to a prison term of 27 months for insider dealing and money laundering. Rollins wa...
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Two Convicted of Insider Dealing in the UK Sentenced
The Financial Conduct Authority announced that Mr. Manjeet Mohal and Mr. Reshim Birk were sentenced having pleaded guilty to charges of insider dealing. Mr. Mohal was sentenced to ten months impris...
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