Adan v Secretary of State for the Home Department
| Jurisdiction | UK Non-devolved |
| Judgment Date | 02 April 1998 |
| Date | 02 April 1998 |
| Court | House of Lords |
Immigration - Limited leave to enter - Application for asylum - Applicant claiming fear of persecution - Civil war in country of origin - Whether entitled to refugee status - Whether current well-founded fear of persecution necessary -
In June 1988 the applicant fled from Somalia owing to a well-founded fear of persecution by the government then in power. In October 1990 he arrived in the United Kingdom with his wife and children and sought asylum, claiming that he and his family were refugees within the meaning of article 1A(2) of the Convention relating to the Status of Refugees.F1 He was refused asylum on arrival, but he and his family were granted exceptional leave to remain. In 1991 there was a change of government in Somalia, but clan and sub-clan based civil war broke out in the north. In July 1992 the Secretary of State for the Home Department, relying on the change of government, refused the applicant asylum, and he subsequently maintained his refusal to grant the applicant refugee status. The special adjudicator allowed an appeal by the applicant. The Immigration Appeal Tribunal found that the applicant was at no greater risk than others from the civil war in Somalia and allowed an appeal by the Secretary of State. The Court of Appeal allowed the applicant's appeal, holding, by a majority, that it was unnecessary for the applicant to demonstrate a current well-founded fear of persecution if he were to return to Somalia provided that his original fear still played a causative part in his presence in the United Kingdom and, unanimously, that all those who might be identified with the interests of either side in the civil war were potential refugees entitled to protection under the Convention.
On appeal by the Secretary of State: —
Held, allowing the appeal, (1) that under article 1A(2) of the Convention an applicant had to show a current well-founded fear of persecution for a Convention reason and a “historic fear” was not sufficient (post, pp. 704A, 707G–708B, 710B–D, 714D–F).
(2) That killing and torture incidental to a clan and sub-clan based civil war did not give rise to a well-founded fear of being “persecuted” within the meaning of article 1A(2) where the asylum-seeker was at no greater risk of such ill-treatment by reason of his clan or sub-clan membership than others at risk in the war (post, pp. 704A, 705B–C, 713A–B, 714D–F).
The following cases are referred to in the opinion of Lord Lloyd of Berwick:
C., In re (unreported), Refugee Appeal No. 70366/96, 22 September 1997,
Reg. v. Secretary of State for the Home Department, Ex parte Jeyakumaran [
Salibian v. Canada (Minister of Employment and Immigration) (
The following additional cases were cited in argument:
Applicant A v. Minister for Immigration and Ethnic Affairs (
Attorney-General of Canada v. Ward (
Khaboka v. Secretary of State for the Home Department [
T. v. Secretary of State for the Home Department [
Appeal from the Court of Appeal.
This was an appeal by the Secretary of State for the Home Department by leave of the House of Lords (Lord Goff of Chieveley, Lord Nicholls of Birkenhead and Lord Hope of Craighead) given on 31 July 1997 from the decision of the Court of Appeal (Simon Brown, Hutchison and Thorpe L.JJ.) on 13 February 1997 allowing an appeal by the applicant, Hassan Hussein Adan, from the Immigration Appeal Tribunal. The tribunal, on 7 December 1995, had allowed an appeal by the Secretary of State from a special adjudicator, who had allowed the applicant's appeal against the decision of the Secretary of State refusing the applicant asylum.
The facts are stated in the opinion of Lord Lloyd of Berwick.
David Pannick Q.C. and Mark Shaw for the Secretary of State.
Nicholas Blake Q.C. and Raza Husain for the applicant.
Their Lordships took time for consideration.
2 April. Lord Goff Of Chieveley. My Lords, I have had the advantage of reading in draft the speech prepared by my noble and learned friend, Lord Lloyd of Berwick. For the reasons he gives I would allow the appeal.
Lord Slynn of Hadley. My Lords, I have had the advantage of reading in draft the speech prepared by my noble and learned friend, Lord Lloyd of Berwick.
As to the first issue raised in the case, there is, it seems to me, force in Mr. Blake's argument that on huminatarian grounds a person who leaves his own country because of a well-founded fear of being persecuted for a Convention reason and later is unable, or, owing to that fear, is unwilling, to avail himself of that country's protection even when the grounds for his fear have gone should be able to claim the status of a refugee.
I am satisfied, however, that the Geneva Convention, in article 1A(2), does not confer that status. The first matter to be established under the article is that the claimant is outside the country of his nationality owing to a well-founded fear of persecution. That well-founded fear must, as I read it, exist at the time his claim for refugee status is to be determined; it is not sufficient as a matter of the ordinary meaning of the words of the article that he had such fear when he left his country but no longer has it. Since the second matter to be established, namely, that the person “is unable or, owing to such fear, is unwilling to avail himself of the protection of that country” (emphasis added) clearly refers to an inability or unwillingness at the time his claim for refugee status is to be determined, it seems to me that the coherence of the scheme requires that the well-founded fear, the first matter to be established, is also a current fear. The existence of what has been called a historic fear is not sufficient in itself, thought it may constitute important evidence to justify a claim of a current well-founded fear.
Like Lord Lloyd of Berwick I, also, attach importance to the passages in Professor James Hathaway's book, The Law of Refugee Status, set out in his speech and to the state practice recommended in the “Joint Position” dated 4 March 1996 (O.J. 1996 L. 63, p. 2) of the Council of the European Union although the latter is not conclusive.
Reference has been made in argument to article 1C(5) of the Convention. That article is, however, dealing only with the stituation where a person has qualified as a refugee but (a) the circumstances have changed so that he has no longer a well-founded fear of persecution for a Convention reason, and (b) the protection of the country of his nationality is available. If (a) is satisfied then he cannot say that he is unwilling because of the previous fear to accept the protection of his country of nationality. I do not think that the special circumstances in which the Convention is said to cease to apply to someone who was within article 1A in determining the general question as to whether for the purposes of article 1A(2) it is a current or a historic fear which has to be proved.
As to the second issue there is on the face of it more difficulty once it is accepted, as on the authorities and in principle it must be accepted, that there can be persecution of a group and that the individual in the group does not have to show that he has a fear of persecution distinct from, or over and above, that of his group, Thus if in a state two groups exist, A and B, and members of group A threaten to or do persecute members of group B the latter should, other necessary matters being established, be able to claim refugee status. If at the same time members of group B are persecuting or threatening to persecute members of group A the claim should be the same. The position is even stronger if the persecution is not exactly simultaneous but those in power change from time to time so that the persecutors become the persecuted.
Looking, however, at the language of the Convention and its object and purpose I do not consider that it applies to those caught up in a civil war when law and order have broken down and where, as in the present case, every group seems to be fighting some other group or groups in an endeavour to gain power. In such a situation what the members of each group may have is a well-founded fear not so much of persecution by other groups as of death or injury or loss of freedom due to the fighting between the groups. In such a situation the individual or group has to show a well-founded fear of persecution over and above the risk of life and liberty inherent in the civil war. The line may be a fine one to draw in some situations but I agree with my noble and learned friend that the Immigration Appeal Tribunal was entitled in the present case to find that such persecution over and above the risk of the civil war was not established, though I share his satisfaction that on the facts of this case exceptional leave to remain in the United Kingdom has been given to the applicant, his wife and children.
Accordingly I, too, would allow the appeal of the Secretary of State.
Lord Lloyd Of Berwick. My Lords, Hassan Hussein Adan is a Somali national who fled from Somalia in June 1988 owing to a well-founded fear of persecution at the hands of the then government. On 15 October 1990 he arrived in the United Kingdom with his wife and two children. He was refused asylum on arrival, but he and his...
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