Employment Tribunals (Constitution and Rules of Procedure) (Scotland) Regulations 2001
| Jurisdiction | UK Non-devolved |
| Citation | SI 2001/1170 |
| Year | 2001 |
2001 No. 1170
EMPLOYMENT TRIBUNALS, SCOTLAND
The Employment Tribunals (Constitution and Rules of Procedure) (Scotland) Regulations 2001
Made 23th March 2001
Laid before Parliament 27th March 2001
Coming into force 18th April 2001
The Secretary of State, in exercise of the powers conferred on him by section 24(2) of the Health and Safety at Work etc. Act 19741, sections 1(1), 4(6) and (6A), 7(1), (3) and (5), 9(1), (2) and (4), 10(2), (5), (6) and (7), 10A(1), 11(1), 12(2), 13, 19 and 41(4) of the Employment Tribunals Act 19962and paragraph 37 of Schedule 6 to the Scotland Act 19983, and of all other powers enabling him in that behalf, and after consultation with the Council on Tribunals, hereby makes the following Regulations:-
Citation and commencement
1.—(1) These Regulations may be cited as the Employment Tribunals (Constitution and Rules of Procedure) (Scotland) Regulations 2001 and the Rules of Procedure contained in Schedules 1, 2, 3, 4, 5 and 6 to these Regulations may be referred to, respectively, as—
(a)
(a) the Employment Tribunals Rules of Procedure (Scotland) 2001;
(b)
(b) the Employment Tribunals (National Security) Complementary Rules of Procedure (Scotland) 2001;
(c)
(c) the Employment Tribunals (Equal Value) Complementary Rules of Procedure (Scotland) 2001;
(d)
(d) the Employment Tribunals (Levy Appeals) Rules of Procedure (Scotland) 2001;
(e)
(e) the Employment Tribunals (Improvement and Prohibition Notices Appeals) Rules of Procedure (Scotland) 2001; and
(f)
(f) the Employment Tribunals (Non-Discrimination Notices Appeals) Rules of Procedure (Scotland) 2001.
(2) These Regulations shall come into force on 18th April 2001.
Interpretation
2.—(1) In these Regulations and in Schedules 1, 2, 3, 4, 5 and 6—
“the 1975 Act” means the Sex Discrimination Act 19754;
“the 1976 Act” means the Race Relations Act 19765;
“the 1992 Act” means the Trade Union and Labour Relations (Consolidation) Act 19926;
“the 1995 Act” means the Disability Discrimination Act 19957;
“the 1996 Act” means the Employment Tribunals Act 1996;
“Assistant Secretary” means the person for the time being acting as the secretary of a Regional Office of the Employment Tribunals;
“chairman” means the President or a member of the panel of chairmen selected in accordance with regulation 9(1), or, for the purposes of proceedings in relation to which a direction is given under section 10(3) of the 1996 Act or an order is made under section 10(4) of that Act, a member of the panel referred to in regulation 6(a) selected in accordance with regulation 9(5)(a);
“the clerk” means the person appointed as clerk to the tribunal by the Secretary or an Assistant Secretary to act in that capacity at one or more hearings;
“devolution issue” means a devolution issue within the meaning of paragraph 1 of Schedule 6 to the Scotland Act 1998;
“hearing” means a sitting of a tribunal duly constituted for the purpose of receiving evidence, hearing addresses and witnesses or doing anything lawfully requisite to enable the tribunal to reach a decision on any question;
“the Lord President” means the Lord President of the Court of Session;
“the Office of the Tribunals” means the Central Office of the Employment Tribunals (Scotland);
“panel of chairmen” means the panel appointed under regulation 5(1)(a);
“the President” means the President of the Employment Tribunals (Scotland) or the person nominated by the Lord President to discharge for the time being the functions of the President;
“Regional Chairman” means a member of the panel of chairmen who has been appointed to the position of Regional Chairman in accordance with regulation 8(1) or who has been nominated to discharge the functions of a Regional Chairman in accordance with regulation 8(2);
“Regional Office of the Employment Tribunals” means a regional office which has been established under the Office of the Tribunals for an area specified by the President or an office established for an area within such an area;
“Register” means the Register of applications, appeals and decisions kept in pursuance of regulation 12;
“the relevant authority” means the Advocate General for Scotland and the Lord Advocate;
“the Secretary” means the person for the time being appointed to act as the Secretary of the Office of the Tribunals;
“tribunal” means an employment tribunal established in pursuance of regulation 4 and in relation to any proceedings means the tribunal to which the proceedings have been referred by the President or a Regional Chairman.
(2) In these Regulations, in so far as they relate to the rules in Schedules 1, 2 and 3, and in those Schedules—
“the 1970 Act” means the Equal Pay Act 19708;
“the 1986 Act” means the Sex Discrimination Act 19869;
“Crown employment proceedings” has the meaning given by section 10(8) of the 1996 Act;
“decision” in relation to a tribunal includes—
a declaration,
an order, including an order striking out any originating application or notice of appearance made under rule 4(8)(b) or 15(2),
a recommendation or an award of the tribunal, and
a determination under rule 6,
but does not include any other interlocutory order or any other decision on an interlocutory matter;
“equal value claim” means a claim by an applicant which rests upon entitlement to the benefit of an equality clause by virtue of the operation of section 1(2)(c) of the 1970 Act;
“excluded person” means, in relation to any proceedings, a person who has been excluded from all or part of the proceedings by virtue of—
(a) a direction of a Minister of the Crown under rule 8(1)(b) or (c), or
(b) an order of the tribunal under rule 8(2)(a) read with 8(1)(b) or (c);
“expert” means a member of the panel of independent experts within the meaning of section 2A(4) of the 1970 Act;
“misconceived” includes having no reasonable prospect of success;
“report” means a report required by a tribunal to be prepared by an expert, pursuant to section 2A(1)(b) of the 1970 Act;
“respondent” means a party to the proceedings before a tribunal other than the applicant;
“special advocate” means a person appointed pursuant to rule 7A(1).
(3) In these Regulations, in so far as they relate to the rules in Schedule 4, and in that Schedule—
“the 1982 Act” means the Industrial Training Act 198210;
“the Board” means in relation to an appeal the respondent industrial training board;
“decision” includes any order which is not an interlocutory order;
“levy” means a levy imposed under section 11 of the 1982 Act.
(4) In these Regulations, in so far as they relate to the rules in Schedule 5, and in that Schedule—
“the 1974 Act” means the Health and Safety at Work etc Act 1974;
“decision” in relation to the tribunal includes a direction under rule 4(1) and any order which is not an interlocutory order;
“improvement notice” means a notice under section 21 of the 1974 Act;
“inspector” means a person appointed under section 19(1) of the 1974 Act;
“prohibition notice” means a notice under section 22 of the 1974 Act;
“respondent” means the inspector who issued the improvement notice or prohibition notice which is the subject of the appeal.
(5) In these Regulations, in so far as they relate to the rules in Schedule 6, and in that Schedule—
“the 1999 Act” means the Disability Rights Commission Act 199911;
“decision” in relation to a tribunal includes a direction under section 68(3) of the 1975 Act, under section 59(3) of the 1976 Act or, as the case may be, under paragraph 10(4) of Schedule 3 to the 1999 Act and any other order which is not an interlocutory order;
“non-discrimination notice” means a notice under section 67 of the 1975 Act, under section 58 of the 1976 Act or, as the case may be, under section 4 of the 1999 Act;
“respondent” means the Equal Opportunities Commission established under section 53 of the 1975 Act, the Commission for Racial Equality established under section 43 of the 1976 Act or, as the case may be, the Disability Rights Commission established under section 1 of the 1999 Act.
(6) Any period of time for doing any act required or permitted to be done under any of the rules in Schedules 1, 2, 3, 4, 5 and 6, or under any decision, direction, declaration, order, recommendation, award or determination of a tribunal or a chairman, shall be calculated in accordance with paragraphs (7) to (10).
(7) Where any act must or may be done within a certain number of days of or from an event, the date of that event shall not be included in the calculation. For example, a respondent receives a copy of an originating application on 1st October. He must present a written notice of appearance to the Secretary within 21 days of receiving the copy. The last day for presentation of the notice is 22nd October.
(8) Where any act must or may be done not less than a certain number of days before or after an event, the date of that event shall not be included in the calculation. For example, if a party wishes to submit representations in writing for consideration by a tribunal at the hearing of the originating application, he must submit them not less than 7 days before the hearing. If the hearing is fixed for 8th October, the representations must be submitted no later than 1st October.
(9) Where the tribunal or a chairman gives any decision, direction, declaration, order, recommendation, award or determination which imposes a time limit for doing any act, the last date for compliance shall, wherever practicable, be expressed as a calendar date.
(10) In rule 5(2) of Schedule 1, rule 8 of Schedule 4, rule 6(1) of Schedule 5 and rule 4(1) of Schedule 6, the requirement to send the notice of hearing to the parties not less than 14 days before the date fixed for the hearing shall not be construed as a requirement for service of the notice to have been effected not less than 14 days before the hearing date, but as a requirement for the notice to have been placed in the post not less than...
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