Killock and another v Information Commissioner
Jurisdiction | UK Non-devolved |
Neutral Citation | [2021] UKUT 299 (AAC) |
Year | 2021 |
Court | Upper Tribunal (Administrative Appeals Chamber) |
2021 July 20, 21, 22; Nov 24
Data protection - Enforcement - Complaint - Application for order requiring Information Commissioner to “take appropriate steps to respond to … complaint” of infringement of data subjects’ rights - Scope of tribunal’s power to order commissioner to progress complaint - Whether objective standard to be applied in determining whether appropriate steps taken -
In three separate cases the applicants lodged complaints with the Information Commissioner pursuant to section 165 of the Data Protection Act 2018F1 on the basis that there had been infringements of Parliament and Council Regulation (EU) No 2016/679 as retained following the United Kingdom’s exit from the European Union (“the UK GDPR”). In the first case the commissioner published a report essentially accepting that there appeared to be ongoing breaches of the UK GDPR in the industry identified by the applicants, namely AdTech and real-time bidding, and committing herself to undertaking a review of the industry, but later stated that she had progressed the handling of the complaint as far as possible. In the second case the commissioner declined to consider the applicant’s complaints on the ground that it had not been made within the time limit set out in the Information Commissioner’s Office Service Standards. In the third case the commissioner declined to investigate the applicant’s complaint on the ground that it lacked merit. The applicants applied to the First-tier Tribunal for orders under section 166 of the 2018 Act requiring the commissioner to “take appropriate steps to respond” to their complaints. In the first and second cases the applications were transferred to the Upper Tribunal for determination. In the third case the First-tier Tribunal refused the applicant’s application for an extension of time for applying for a section 166 order and the applicant appealed to the Upper Tribunal.
On the applications in the first and second cases and the appeal in the third case—
Held, refusing the application in the first case, granting the application in the second case and dismissing the appeal in the third case, that the remedy in section 166 of the Data Protection Act 2018 was limited to the procedural failings identified in section 166(1), namely the failure of the Information Commissioner to (a) respond appropriately to a complaint, (b) provide timely information in relation to a complaint and (c) provide a timely complaint outcome; that, thus, on an application under section 166 the tribunal would not be concerned and had no power to deal with the merits of the complaint or its outcome, which were matters for the commissioner as the expert regulator; that this construction of section 166 as a purely procedural provision did not mean that the rights of data subjects were not protected to the extent required by the UK GDPR or by the Charter of Fundamental Rights of the European Union, since the infringement of such rights was remediable in the courts under sections 167 to 169 of the 2018 Act and if the commissioner went outside her statutory powers or made any other error of law, the High Court would correct her on ordinary public law principles in judicial review proceedings; that, on the other hand, a section 166 order should not be reduced to a formalistic remedy, the various types of order set out in section 166(2) having real content in the sense of ensuring the progress of complaints; that the question of what amounted to an “appropriate step” within the meaning of section 166 was to be decided by the tribunal itself to an objective standard, rather than being determined by the opinion of the commissioner or by considering whether the commissioner’s opinion was reasonable and correct in law, although the tribunal would be bound to take into consideration and give weight to the views of the commissioner as an expert regulator; that, moreover, section 166 was a forward-looking provision that was concerned with remedying ongoing procedural defects which stood in the way of the timely resolution of a complaint, and the tribunal was tasked with specifying appropriate “steps to respond” and not with assessing the appropriateness of a response which had already been given; that, in the first case, the commissioner’s response to the applicants’ complaint complied with all the requirements of section 165 and there would be no order against her; that, in the second case, the commissioner had failed to take such steps as were appropriate to respond to the applicant’s complaints in that she had declined to investigate them on the basis of a misinterpretation of her own Service Standards and, accordingly, an order would be made under section 166(2)(a) requiring her to take appropriate steps to respond to those complaints; and that, in the third case, there was no reason or cause to grant an extension of time for applying for a section 166 order and, in any event, the application lacked merit (post, paras 74–77, 83–88, 105–106, 113–118, 125–129).
Per curiam. A comprehensive strategic review of the various appellate mechanisms for rights exercisable under the 2018 Act is long overdue (post, paras 130–131).
The following cases are referred to in the judgment of the tribunal:
AW v Information Comr
BPP Holdings Ltd v Revenue and Customs Comrs
Blaylock v Information Comr
Data Protection Comr v Facebook Ireland Ltd
Data Select Ltd v Revenue and Customs Comrs
Information Comr v PS
Leighton v Information Comr (No 2)
Milne v Information Comr
Platts v Information Comr
R (XH) v Secretary of State for the Home Department
Scranage v Information Comr
ToTel Ltd v Revenue and Customs Comrs
Upjohn Ltd v Licensing Authority Established under Medicines Act 1968
The following additional cases were cited in argument or referred to in the skeleton arguments:
Craeynest v Brussels Hoofdstedelijk Gewest
D v Comr of Police of the Metropolis
Elchinov v Natsionalna zdravnoosiguritelna kasa
European Commission v Federal Republic of Germany
European Commission v Hungary
Facebook Ireland Ltd v Gegevensbeschermingsautoriteit
Impact v Minister for Agriculture and Food
Khan v Secretary of State for the Home Department
Leave.EU Group v Information Comr
Puškár v Finančné riaditeľstvo Slovenskej republiky
R (Association of Independent Meat Suppliers) v Food Standards Agency
R (IDT Card Services Ireland Ltd) v Customs and Excise Comrs
R (King) v Secretary of State for Justice
R (Simonis) v Arts Council England
Revenue and Customs Comrs v BMW Shipping Agents Ltd
Revenue and Customs Comrs v Katib
Schrems v Data Protection Comr
Secretary of State v Banger
Swift (trading as A Swift Move) v Robertson
R (UNISON) v Lord Chancellor (Nos 1 and 2)
Vodafone 2 v Revenue and Customs Comrs
APPLICATION
By an application notice issued on 21 October 2020, the applicants, James Killock and Michael Veale, applied to the First-tier Tribunal (General Regulatory Chamber) for an order under section 166 of the Data Protection Act 2018 that the respondent, the Information Commissioner, be required to reopen their complaint of unlawful conduct in the behavioural advertising industry (“AdTech”) and real-time bidding (“RTB”) which affected the data of millions of users of online services, provide them with regular substantive updates and take “appropriate” steps to respond to their complaint, on the ground that it had not yet reached an outcome in any meaningful sense or in the sense intended by article 77 of...
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