R (IAB and Others) v Secretary of State for the Home Department and another

JurisdictionEngland & Wales
CourtCourt of Appeal (Civil Division)
Neutral Citation[2024] EWCA Civ 66
Year2024
Court of Appeal *Rex (IAB and others) v Secretary of State for the Home Department and another [2024] EWCA Civ 66

2024 Jan 24; Feb 2

Bean, Males, Lewis LJJ

Judicial review - Practice - Disclosure - Secretaries of State redacting names of junior civil servants when disclosing documents in judicial review proceedings - Whether complying with duty of candour - Whether names of junior civil servants routinely to be redacted from disclosable documents

The claimants brought judicial review proceedings against the Secretary of State for the Home Department and the Secretary of State for Levelling Up, Housing and Communities. In purported discharge of their duty of candour, the Secretaries of State disclosed over 500 pages of documents, but many of the documents were redacted without explanation. In particular, the names of “junior civil servants” (ie any civil servants outside the grades that comprised the Senior Civil Service, regardless of age or experience) were omitted. The Secretaries of State applied for the court’s permission to make the redactions, contending that the names of civil servants outside the Senior Civil Service could be redacted from all disclosable documents on grounds of relevance. The judge refused the application.

On appeal by the Secretaries of State—

Held, dismissing the appeal, that there was no basis for the proposition that a defendant in judicial review proceedings could routinely redact documents disclosed in the proceedings so as to remove the names of civil servants (including junior civil servants) or any other detail deemed not directly relevant to the outcome of the dispute; that, rather, a defendant in judicial review proceedings would not fulfil their duty of candour if, save for good and specific reasons, they disclosed documents with redactions of the names of civil servants; that parts of a document disclosed in judicial review proceedings might properly be redacted if the document was concerned with wholly different subject matter from that in issue in the proceedings; that, likewise, it might be justifiable to redact names for reasons of national security or where there was evidence of a real risk to the personal safety of the individual concerned; that, however, the practice of routinely redacting documents in judicial review proceedings was inimical to open government and unsupported by authority; and that, accordingly, the judge had been right to refuse the Secretaries of State’s application (post, paras 2429, 3637, 38, 39).

R (Sneddon) v Secretary of State for Justice [2024] 1 WLR 1894 approved.

GE Capital Corporate Finance Group Ltd v Bankers Trust Co [1995] 1 WLR 172, CA, Shah v HSBC Private Bank (UK) Ltd [2012] Lloyd’s Rep FC 105, CA and R (Good Law Project Ltd) v Secretary of State for Health and Social Care [2021] EWHC 1223 (TCC) considered.

Decision of Swift J [2023] EWHC 2930 (Admin); [2024] 1 WLR 1876 affirmed.

The following cases are referred to in the judgment of Bean LJ:

Cox v Information Comr [2018] UKUT 119 (AAC), UT

Downes’ Application for Judicial Review, In re [2006] NIQB 77

GE Capital Corporate Finance Group Ltd v Bankers Trust Co [1995] 1 WLR 172; [1995] 2 All ER 993, CA

R v Lancashire County Council, Ex p Huddleston [1986] 2 All ER 941, CA

R (FMA) v Secretary of State for the Home Department [2023] EWHC 1579 (Admin); [2024] 1 WLR 723

R (Good Law Project Ltd) v Secretary of State for Health and Social Care [2021] EWHC 1223 (TCC)

R (Hoareau) v Secretary of State for Foreign and Commonwealth Affairs [2018] EWHC 3825 (Admin)

R (Quark Fishing Ltd) v Secretary of State for Foreign and Commonwealth Affairs [2002] EWCA Civ 1409, CA

R (Sneddon) v Secretary of State for Justice [2023] EWHC 3303 (Admin); [2024] 1 WLR 1894

Scott v Scott [1913] AC 417, HL(E)

Shah v HSBC Private Bank (UK) Ltd [2011] EWCA Civ 1154; [2012] Lloyd’s Rep FC 105, CA

Tweed v Parades Commission for Northern Ireland [2006] UKHL 53; [2007] 1 AC 650; [2007] 2 WLR 1; [2007] 2 All ER 273, HL(NI)

The following additional case was cited in argument:

Guardian News and Media Ltd, In re [2010] UKSC 1; [2010] 2 AC 697; [2010] 2 WLR 325; [2010] 2 All ER 799, SC(E)

The following additional cases, although not cited, were referred to in the skeleton arguments:

Abbasi v Newcastle upon Tyne Hospitals NHS Foundation Trust [2023] EWCA Civ 331; [2023] Fam 287; [2023] 3 WLR 575; [2023] 4 All ER 116, CA

Attorney General v Leveller Magazine Ltd [1979] AC 440; [1979] 2 WLR 247; [1979] 1 All ER 745, HL(E)

Department of Health v Information Comr [2015] UKUT 159 (AAC); [2017] AACR 30, UT

Dring v Cape Intermediate Holdings Ltd [2019] UKSC 38; [2020] AC 629; [2019] 3 WLR 429; [2019] 4 All ER 1071, SC(E)

Ennis Property Finance Ltd v Thompson [2017] EWHC 3263 (Ch)

Global Torch Ltd v Apex Global Management Ltd [2013] EWCA Civ 819; [2013] 1 WLR 2993, CA

Grosvenor Hotel, London (No 2), In re [1965] Ch 1210; [1964] 3 WLR 992; [1964] 3 All ER 354, CA

Home Office v Information Comr (Case No EA/2011/0203) (unreported) 27 March 2012, FTT

Kalma v African Minerals Ltd [2018] EWHC 120 (QB)

Officer L, In re [2007] UKHL 36; [2007] 1 WLR 2135; [2007] 4 All ER 965, HL(NI)

Practice Guidance (Interim Non-disclosure Orders) [2012] 1 WLR 1003

Quark Fishing Ltd, In re [2001] EWHC Admin 920

R v Inland Revenue Comrs, Ex p National Federation of Self-Employed and Small Businesses Ltd [1982] AC 617; [1981] 2 WLR 722; [1981] 2 All ER 93, HL(E)

R (Al-Sweady) v Secretary of State for Defence [2009] EWHC 1687 (Admin); The Times, 3 August 2009

R (Bancoult) v Secretary of State for Foreign and Commonwealth Affairs (No 4) [2016] UKSC 35; [2017] AC 300; [2016] 3 WLR 157; [2017] 1 All ER 403, SC(E)

R (Citizens UK) v Secretary of State for the Home Department [2018] EWCA Civ 1812; [2018] 4 WLR 123; [2019] 1 All ER 416, CA

R (Gardner) v Secretary of State for Health and Social Care [2021] EWHC 2422 (Admin)

R (Guardian News and Media Ltd) v City of Westminster Magistrates’ Court [2012] EWCA Civ 420; [2013] QB 618; [2012] 3 WLR 1343; [2012] 3 All ER 551, CA

R (Marandi) v Westminster Magistrates’ Court [2023] EWHC 587 (Admin); [2023] 2 Cr App R 15, DC

R (Mohamed) v Secretary of State for Foreign and Commonwealth Affairs (No 2) [2010] EWCA Civ 158; [2010] EWCA Civ 65; [2011] QB 218; [2010] 3 WLR 554; [2010] 4 All ER 177; [2010] 4 All ER 91, CA

R (National Association of Health Stores) v Department of Health [2005] EWCA Civ 154; The Times, 9 March 2005, CA

R (Police Superintendents’ Association) v Police Remuneration Review Body [2023] EWHC 1838 (Admin); [2024] 1 WLR 166

R (Public and Commercial Services Union) v Secretary of State for the Home Department [2022] EWHC 823 (Admin); [2022] ACD 53

R (Yalland) v Secretary of State for Exiting the European Union [2017] EWHC 629 (Admin); [2017] ACD 49

RXG v Ministry of Justice [2019] EWHC 2026 (QB); [2020] QB 703; [2020] 2 WLR 635, DC

Science Research Council v Nassé [1980] AC 1028; [1979] 3 WLR 762; [1979] ICR 921; [1979] 3 All ER 673, HL(E)

Various Claimants v Independent Parliamentary Standards Authority [2021] EWHC 2020 (QB); [2022] EMLR 4

WH Holding Ltd v E20 Stadium LLP [2018] EWHC 2578 (Ch)

ZXC v Bloomberg LP [2022] UKSC 5; [2022] AC 1158; [2022] 2 WLR 424; [2022] 3 All ER 1, SC(E)

APPEAL from Swift J

By a claim form issued on 13 June 2023 the claimants, IAB, TT, AM (a child by his litigation friend TT), MB, KK, IAL, NA and AS, applied as against the defendants, the Secretary of State for the Home Department (“the Home Secretary”) and the Secretary of State for Levelling Up, Housing and Communities (“the Levelling Up Secretary”), for judicial review of: (1) the decision of the Levelling Up Secretary to make the Houses in Multiple Occupation (Asylum-Seeker Accommodation) (England) Regulations 2023, which were laid before Parliament on 30 March 2023 in exercise of powers under the Housing Act 2004 and which, if brought into effect, would remove from the scope of the scheme of regulation for houses in multiple occupation contained in Part 2 of the 2004 Act premises used by the Home Secretary in order to accommodate asylum claimants in exercise of his powers under the Immigration and Asylum Act 1999; and (2) the Home Secretary’s policy on how he would use the opportunity that the 2023 Regulations would provide, if brought into effect. In advance of finalisation of the permission stage and of filing detailed grounds of defence, on 20 July, 5 September and 18 October 2023 the Secretaries of State, in order to comply with the duty of candour, served disclosure, containing multiple unexplained redactions.

Johnson J gave permission to proceed with the claim directed to the Home Secretary, but refused permission so far as the claim concerned the decisions of the Levelling Up Secretary.

On the claimants’ renewed application for permission, following an oral hearing, on 19 October 2023 Swift J granted permission to proceed with some of the other grounds of challenge including: (i) that the Levelling Up Secretary had lacked the power under section 254 of the 2004 Act to make the Regulations; and (ii) that decisions by the Home Secretary and the Levelling Up Secretary had not been made consistently (a) with the Tameside obligation to consider relevant matters and to take reasonable steps to obtain relevant information so as to identify relevant matters and (b) in compliance with the public sector equality duty contained in section 149 of the Equality Act 2010. Swift J further directed that consideration of the extent of the redaction of the Secretaries of State’s disclosure, and absence of witness evidence to explain it, should be heard on 25 October 2023 alongside the claimants’ application for interim relief and that the Secretaries of State were to file and serve evidence (if any) by 4 pm on 23 October 2023.

By application notice dated 20 October 2023 the Secretaries of State applied to vary the directions, requesting a separate hearing and additional time for service of evidence and for permission to redact disclosable documents on grounds of relevance and/or legal...

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