R v Norman (philip)

JurisdictionEngland & Wales
CourtCourt of Appeal (Criminal Division)
Neutral Citation[2025] EWCA Crim 966
Year2025
Court of Appeal Rex v Norman (Philip) [2025] EWCA Crim 966

2025 June 12; July 29

Stuart-Smith LJ, Choudhury J, Judge St John-Stevens

Crime - Evidence - Conviction as evidence - Crown seeking to adduce evidence of defendant’s earlier convictions - Defendant denying guilt of earlier offences of which he had been convicted - Whether judge’s directions to jury appropriate - Police and Criminal Evidence Act 1984 (c 60), s 74(3)F1

The defendant was tried on an indictment containing 14 counts relating to sexual offences against the complainant, V, committed between the mid 1970s and the mid 1980s. He was acquitted of six counts of rape (counts 1–6) and one count of indecency with a child (count 12), but was convicted of two counts of indecent assault (counts 13 and 14) by a majority. The jury were unable to reach verdicts on five counts of indecency with a child (counts 7–11). He was retried on those counts. At the retrial, the defendant gave evidence; he denied that any of the alleged behaviour took place and that the sexual touching in counts 13 and 14, of which he had been convicted at the first trial, had not occurred. The defendant was convicted of the five counts of indecency with a child. He appealed against conviction on the ground that the Recorder conducting the retrial had erred in his direction to the jury about how they should approach the defendant’s convictions at the original trial on counts 13 and 14.

On the appeal—

Held, allowing the appeal and quashing the convictions, that the recorder’s direction treated the fact of the convictions as a given and did not refer to the defendant’s challenge to the circumstances underlying the convictions so that there was no direction to the jury about how they should approach the evidential disputes that they had heard; that neither counsel nor the recorder appeared to have been conscious of section 74(3) of the Police and Criminal Evidence Act 1984 which provided that “In any proceedings where evidence is admissible of the fact that the accused has committed an offence, if the accused is proved to have been convicted of the offence— (a) by or before any court in the United Kingdom ; or (b)... he shall be taken to have committed that offence unless the contrary is proved”, nor the principles well established by earlier authorities; that there was no doubt that the defendant was entitled to challenge both the fact and the facts of his previous convictions and the recorder should have given a direction about the way in which section 74(3) should work; that, in those cases where the victims in the earlier trial were different, it was accepted that (a) there might be circumstances where the judge would be entitled, if not virtually bound, to offer the jury strong comment about the limited nature of the evidence that the defendant had put forward; (b) where a defendant adduced evidence to demonstrate that he was not guilty of the offence, it remained open to the Crown then to call evidence to rebut the denial; (c) there might be circumstances where the Crown was permitted to postpone its decision on whether to call rebuttal evidence; (d) where the defendant called no evidence to prove that he did not commit the earlier offence he would not be able to discharge the burden upon him; and (e) where the defendant did not seek to call fresh evidence which might have proved that he was innocent of the offence of which he had been convicted but sought to argue on the basis of evidence from people who either did or could have given evidence undermining the prosecution case at the original trial, attempts to discharge the burden of proof were unlikely to succeed; that the facts of the present case were different because at the retrial both the defendant and V gave their evidence about both counts 13 and 14 and the counts being retried; that it was therefore essential that the issue of credibility be properly left to the jury to determine; that, instead, the jury were effectively told that they should not doubt the convictions on counts 13 and 14 and the inevitable consequence of that direction was not merely to remove an issue that should have been left to the jury but also it effectively directed them that V’s evidence leading to the conviction on counts 13 and 14 was true and reliable (so that they could be sure of it) and that the defendant’s was not; and that, accordingly, that misdirection rendered the defendant’s convictions unsafe (post, paras 15, 45, 46, 47, 49, 50, 5152).

R v Carter [2007] EWCA Crim 1307, CA; R v C [2010] EWCA Crim 2971; [2011] 1 WLR 1942, CA; R v Caine [2024] EWCA Crim 225, CA and R v Obi [2024] EWCA Crim 805, CA considered.

APPEAL against conviction

On 21 September 2021 in the Crown Court at Harrow , before Judge Bourne KC and a jury, the defendant, Philip Norman, was acquitted of six counts of rape (counts 1–6) and one count of indecency with a child (count 12) and he was convicted of two counts of indecent assault (counts 13 and 4). The jury were unable to reach a verdict on five counts of indecency with a child (counts 7–11) and he was subsequently retried on those counts which were renumbered counts 1–5 on the retrial indictment. On 23 September 2022 in the Crown Court at Harrow, before Mr Recorder Caplan KC and a jury, the defendant was convicted at the retrial of the five counts of indecency with a child. He appealed against conviction on the ground that the Recorder conducting the retrial erred in his directions to the jury about how they should approach and treat the defendant’s convictions at the original trial on counts 13 and 14 when considering their verdicts on counts 1–5 of the retrial indictment.

The facts are stated in the judgment of the court.

Julia Smart KC (instructed by Carson Kaye Solicitors) for the defendant.

Patricia May (instructed by the Crown Prosecution Service, Appeals Unit) for the Crown.

The court took time for consideration.

29 July 2025. STUART-SMITH LJ handed down the following judgment of the court.

1 The provisions of the Sexual Offences (Amendment) Act 1992 apply to this offence. Under those provisions, where an allegation has been made that a sexual offence has been committed against a person, no matter relating to that person shall during that person’s lifetime be included in any publication if it is likely to lead members of the public to identify that person as the victim of that offence. This prohibition applies unless waived or lifted in accordance with section 3 of the Act. For the avoidance of any doubt, we do not waive or lift the prohibition.

Introduction

2 The appellant appeals with the leave of the full court against his conviction on 23 September 2022 by a majority of 11 to 1 on the retrial of five counts of indecency with a child. He had previously stood trial on an indictment containing 14 counts [“the original indictment”]. At the conclusion of the first trial, on 21 September 2021, he was acquitted of six counts of rape (counts 1–6 of the original indictment) and one count of indecency with a child (count 12). He was convicted by a majority of 10 to 1 on 2 counts of indecent assault (counts 13–14). The jury at the first trial were unable to reach a verdict on five counts of indecency with a child (counts 7–11). Because of when they were alleged to have occurred, all offences were charged under the relevant provisions of the Sexual Offences Act 1956.

3 All of the offences alleged by the original indictment were alleged to have been committed against the same victim, to whom we shall refer as V. All of the offences alleged in the original indictment were serious and we do not belittle them in any way by saying that counts 13–14 were relatively less serious than the others. The offending was alleged to have occurred between the mid-1970s and the mid-1980s, coming to an end when V was in her mid-teens and the appellant’s life changed when he got married. Counts 1–6 of the original indictment, of which he was acquitted, included both single and multiple incident counts of rape over the period. Counts 7–12 included both single and multiple incident counts alleging that the appellant forced V to perform oral sex on him over the period, count 12 (of which he was acquitted) being a multiple incident count. Count 13 was an offence of sexual touching of V on one occasion; count 14 was a multiple incident count alleging at least five occasions of sexual touching over the period.

4 At the retrial, the appellant was charged with and convicted of the counts on which the original jury had been unable to reach a verdict, ie counts 7–11 of the original indictment, now renumbered as counts 1–5 in the retrial indictment.

5 This appeal is brought on one ground, namely that the Recorder conducting the retrial erred in his directions to the jury about how they should approach and treat the appellant’s convictions at the original trial on counts 13 and 14 when considering their verdicts on what had originally been counts 7–11 of the original indictment and were now charged as counts 1–5 of the retrial indictment. Resolution of the appeal requires detailed consideration of the scope of section 74 of the Police and Criminal Evidence Act 1984 and its impact on what the jury should have been told in relation to what we shall continue to call counts 13 and 14.

6 At the hearing of the appeal the appellant was represented by Ms Smart KC, who had not appeared at the trial. The prosecution was represented, as it had been at trial, by Mrs May. At the end of the hearing we reserved our decision and reasons. For the reasons set out in this judgment, our decision is that the appeal should be allowed and that the appellant’s convictions on what we shall from now on call counts 1–5 should be quashed.

The defence statement

7 Before the first trial the defendant provided a Defence Statement which denied that any of the offences alleged against him took place. In addition to specific denials of the particular acts constituting the offences alleged...

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