The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

Cited authorities 87

Cited in

Amendments 38

Jurisdiction	UK Non-devolved
Citation	SI 2005/1529

Contenidos

The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
PART I: Citation, Commencement and Interpretation

Citation and commencement
1
Interpretation: general
2

Interpretation: unlisted companies
3

PART II: Controlled Activities and Controlled Investments

Definition of controlled activities, controlled claims management activities and controlled investments
4

PART III: Exemptions: Interpretation and Application

Interpretation: financial promotion restriction
5
Interpretation: communications
6

Interpretation: real time communications
7

Interpretation: solicited and unsolicited real time communications
8

Interpretation: outgoing electronic commerce communications
8A
Degree of prominence to be given to required indications
9

Application to qualifying contracts of insurance
10

Combination of different exemptions
11

PART IV: Exempt Communications: All Controlled Activities

Communications to overseas recipients
12

Communications from customers and potential customers
13

Follow up non-real time communications and solicited real time communications
14

Introductions
15

Exempt persons
16

Generic promotions
17

Communications caused to be made or directed by unauthorised persons
17A

Mere conduits
18

Electronic commerce communications: mere conduits, caching and hosting
18A

Investment professionals
19

Communications by journalists
20

Promotion broadcast by company director etc.
20A

Incoming electronic commerce communications
20B
Communications required by the PRIIPs regulation: key information document
20C

PART V: Exempt Communications: Deposits and Insurance

Interpretation: relevant insurance activity
21
Deposits: non-real time communications
22

Deposits: real time communications
23
Relevant insurance activity: non-real time communications
24

Relevant insurance activity: non-real time communications: reinsurance and large risks
25

Relevant insurance activity: real time communication
26

PART VI: Exempt Communications: Certain Controlled Activities

Application of exemptions in this Part
27

One off non-real time communications and solicited real time communications
28

One off unsolicited real time communications
28A

Real time communications: introductions...
28B

Communications required or authorised by enactments
29

Overseas communicators: solicited real time communications
30

Overseas communicators: non-real time communications to previously overseas customers
31

Overseas communicators: unsolicited real time communications to previously overseas customers
32

Overseas communicators: unsolicited real time communications to knowledgeable customers
33

Governments, central banks etc.
34

Registered societies
35

Nationals of EEA States other than United Kingdom
36
Financial markets
37

Persons in the business of placing promotional material
38
Joint enterprises
39

Participants in certain recognised collective investment schemes
40

Bearer instruments: promotions required or permitted by market rules
41

Bearer instruments: promotions to existing holders
42

Members and creditors of certain bodies corporate
43

Members and creditors of open-ended investment companies
44

Group companies
45
Qualifying credit to bodies corporate
46

Promotions of credit etc. for business purposes
46A

Persons in the business of disseminating information
47

Certified high net worth individuals
48

High net worth companies, unincorporated associations etc.
49

Sophisticated investors
50

Self-certified sophisticated investors
50A

Associations of high net worth or sophisticated investors
51

Common interest group of a company
52

Settlors, trustees and personal representatives
53

Beneficiaries of trust, will or intestacy
54

Communications by members of professions
55

Non-real time communication by members of professions
55A

Insolvency practitioners
55B
Remedy following report by Parliamentary Commissioner for Administration
56
Persons placing promotional material in particular publications
57
Acquisition of interest in premises run by management companies
58

Annual accounts and directors' report
59

Participation in employee share schemes
60

Sale of goods and supply of services
61

Sale of body corporate
62

Takeovers of relevant unlisted companies: interpretation
63

Takeovers of relevant unlisted companies
64

Takeovers of relevant unlisted companies: warrants etc.
65

Takeovers of relevant unlisted companies: application forms
66

Promotions required or permitted by market rules
67

Promotions in connection with admission to certain UK and EEA markets
68

Promotions of securities already admitted to certain markets
69

Promotions included in listing particulars etc.
70

Material relating to prospectus for public offer of unlisted securities
71

Pension products offered by employers
72

Pension product offers communicated to employees by third parties
72A

Insurance product offers communicated to employees by employers
72B

Insurance product offers communicated to employees by third parties
72C

Staff mortgage offers communicated to employees by employers
72D

Staff mortgage offers communicated to employees by third parties
72E

Credit agreements offered to employees by employers
72F

Advice centres
73

PART 6A: EXEMPT COMMUNICATIONS: CONTROLLED CLAIMS MANAGEMENT ACTIVITIES

Application of exemptions in this Part
73A
Communications made by legal professionals
73B

Communications made by a charity or not-for-profit agency
73C

Communications made by a person appointed by a statutory or other public body
73D

Communications made by the Motor Insurers’ Bureau
73E
Communications made by a medical defence union
73F

Communications made by an independent trade union
73G

Communications made by a students’ union
73H

Communications made by an insurance intermediary
73I
Communications made by certain providers of referrals
73J

PART 7: REVOCATIONS

Revocation
74
SCHEDULE 1 Article 4

PART I: Controlled Activities

To continue reading

Request your trial

Subscribers can access the reported version of this case.

You can sign up for a trial and make the most of our service including these benefits.

Request your trial

Why Sign-up to vLex?

Over 100 Countries

Search over 120 million documents from over 100 countries including primary and secondary collections of legislation, case law, regulations, practical law, news, forms and contracts, books, journals, and more.
Thousands of Data Sources

Updated daily, vLex brings together legal information from over 750 publishing partners, providing access to over 2,500 legal and news sources from the world’s leading publishers.
Find What You Need, Quickly

Advanced A.I. technology developed exclusively by vLex editorially enriches legal information to make it accessible, with instant translation into 14 languages for enhanced discoverability and comparative research.
Over 2 million registered users

Founded over 20 years ago, vLex provides a first-class and comprehensive service for lawyers, law firms, government departments, and law schools around the world.

Subscribers are able to see a list of all the cited cases and legislation of a document.

You can sign up for a trial and make the most of our service including these benefits.

Request your trial

Why Sign-up to vLex?

Over 100 Countries

Search over 120 million documents from over 100 countries including primary and secondary collections of legislation, case law, regulations, practical law, news, forms and contracts, books, journals, and more.
Thousands of Data Sources

Updated daily, vLex brings together legal information from over 750 publishing partners, providing access to over 2,500 legal and news sources from the world’s leading publishers.
Find What You Need, Quickly

Advanced A.I. technology developed exclusively by vLex editorially enriches legal information to make it accessible, with instant translation into 14 languages for enhanced discoverability and comparative research.
Over 2 million registered users

Founded over 20 years ago, vLex provides a first-class and comprehensive service for lawyers, law firms, government departments, and law schools around the world.

Subscribers are able to see a list of all the documents that have cited the case.

You can sign up for a trial and make the most of our service including these benefits.

Request your trial

Why Sign-up to vLex?

Over 100 Countries

Search over 120 million documents from over 100 countries including primary and secondary collections of legislation, case law, regulations, practical law, news, forms and contracts, books, journals, and more.
Thousands of Data Sources

Updated daily, vLex brings together legal information from over 750 publishing partners, providing access to over 2,500 legal and news sources from the world’s leading publishers.
Find What You Need, Quickly

Advanced A.I. technology developed exclusively by vLex editorially enriches legal information to make it accessible, with instant translation into 14 languages for enhanced discoverability and comparative research.
Over 2 million registered users

Founded over 20 years ago, vLex provides a first-class and comprehensive service for lawyers, law firms, government departments, and law schools around the world.

Subscribers are able to see the revised versions of legislation with amendments.

You can sign up for a trial and make the most of our service including these benefits.

Request your trial

Why Sign-up to vLex?

Over 100 Countries

Search over 120 million documents from over 100 countries including primary and secondary collections of legislation, case law, regulations, practical law, news, forms and contracts, books, journals, and more.
Thousands of Data Sources

Updated daily, vLex brings together legal information from over 750 publishing partners, providing access to over 2,500 legal and news sources from the world’s leading publishers.
Find What You Need, Quickly

Advanced A.I. technology developed exclusively by vLex editorially enriches legal information to make it accessible, with instant translation into 14 languages for enhanced discoverability and comparative research.
Over 2 million registered users

Founded over 20 years ago, vLex provides a first-class and comprehensive service for lawyers, law firms, government departments, and law schools around the world.

Subscribers are able to see any amendments made to the case.

You can sign up for a trial and make the most of our service including these benefits.

Request your trial

Why Sign-up to vLex?

Over 100 Countries

Search over 120 million documents from over 100 countries including primary and secondary collections of legislation, case law, regulations, practical law, news, forms and contracts, books, journals, and more.
Thousands of Data Sources

Updated daily, vLex brings together legal information from over 750 publishing partners, providing access to over 2,500 legal and news sources from the world’s leading publishers.
Find What You Need, Quickly

Advanced A.I. technology developed exclusively by vLex editorially enriches legal information to make it accessible, with instant translation into 14 languages for enhanced discoverability and comparative research.
Over 2 million registered users

Founded over 20 years ago, vLex provides a first-class and comprehensive service for lawyers, law firms, government departments, and law schools around the world.

Subscribers are able to see a visualisation of a case and its relationships to other cases. An alternative to lists of cases, the Precedent Map makes it easier to establish which ones may be of most relevance to your research and prioritise further reading. You also get a useful overview of how the case was received.

Request your trial

Why Sign-up to vLex?

Over 100 Countries

Search over 120 million documents from over 100 countries including primary and secondary collections of legislation, case law, regulations, practical law, news, forms and contracts, books, journals, and more.
Thousands of Data Sources

Updated daily, vLex brings together legal information from over 750 publishing partners, providing access to over 2,500 legal and news sources from the world’s leading publishers.
Find What You Need, Quickly

Advanced A.I. technology developed exclusively by vLex editorially enriches legal information to make it accessible, with instant translation into 14 languages for enhanced discoverability and comparative research.
Over 2 million registered users

Founded over 20 years ago, vLex provides a first-class and comprehensive service for lawyers, law firms, government departments, and law schools around the world.

Subscribers are able to see the list of results connected to your document through the topics and citations Vincent found.

You can sign up for a trial and make the most of our service including these benefits.

Request your trial

Why Sign-up to vLex?

Over 100 Countries

Search over 120 million documents from over 100 countries including primary and secondary collections of legislation, case law, regulations, practical law, news, forms and contracts, books, journals, and more.
Thousands of Data Sources

Updated daily, vLex brings together legal information from over 750 publishing partners, providing access to over 2,500 legal and news sources from the world’s leading publishers.
Find What You Need, Quickly

Advanced A.I. technology developed exclusively by vLex editorially enriches legal information to make it accessible, with instant translation into 14 languages for enhanced discoverability and comparative research.
Over 2 million registered users

Founded over 20 years ago, vLex provides a first-class and comprehensive service for lawyers, law firms, government departments, and law schools around the world.

The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

You can sign up for a trial and make the most of our service including these benefits.

Why Sign-up to vLex?

Over 100 Countries

Thousands of Data Sources

Find What You Need, Quickly

Over 2 million registered users

You can sign up for a trial and make the most of our service including these benefits.

Why Sign-up to vLex?

Over 100 Countries

Thousands of Data Sources

Find What You Need, Quickly

Over 2 million registered users

You can sign up for a trial and make the most of our service including these benefits.

Why Sign-up to vLex?

Over 100 Countries

Thousands of Data Sources

Find What You Need, Quickly

Over 2 million registered users

You can sign up for a trial and make the most of our service including these benefits.

Why Sign-up to vLex?

Over 100 Countries

Thousands of Data Sources

Find What You Need, Quickly

Over 2 million registered users

You can sign up for a trial and make the most of our service including these benefits.

Why Sign-up to vLex?

Over 100 Countries

Thousands of Data Sources

Find What You Need, Quickly

Over 2 million registered users

Why Sign-up to vLex?

Over 100 Countries

Thousands of Data Sources

Find What You Need, Quickly

Over 2 million registered users

You can sign up for a trial and make the most of our service including these benefits.

Why Sign-up to vLex?

Over 100 Countries

Thousands of Data Sources

Find What You Need, Quickly

Over 2 million registered users