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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

Consolidated Text As Enacted Cited authorities 459 Cited in Amendments 90 Related
Vincent
JurisdictionUK Non-devolved
CitationSI 2017/701
(1) These Regulations may be cited as the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017.rules to be made under section 137R rules to be made under sections 213 rules to be made under paragraph 23 of Schedule 1ZA fees to be charged under any rules that are made by virtue of paragraph (iii) ; and. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .to enable rules to be made under regulation 11 (FCA rules) of the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001 applications to be made under regulation 4;directions to be given under regulation 16(1) to establish position limits applying on or after 3rd January 2018;applications to be made, directions to be given, and requirements to be imposed, under regulation 17;requirements to be imposed and directions to be given under regulation 27;requirements to be imposed under regulations 31 and 33; andthe FCA and the PRA to prepare and issue a statement of policy under paragraph 14 of Schedule 1; andF321any UK legislation which was relied on by the United Kingdom before IP completion day to implement the markets in financial instruments directive, including any F320retained EU law made under the directive, as it has effect on or after 3rd January 2018; andthe markets in financial instruments regulation, including any F320retained EU law made under that regulation, as it applies under Article 55 of that regulation; andparagraphs 6, 7, 16, 19, 20, 22, 23 and 28 of Schedule 1; andparagraphs 25 and 26 of that Schedule in so far as they relate to a matter referred to in sub-paragraph (a) or (b) or in paragraph (i) of this sub-paragraph.notices to be given or sent under section 312A(1) (b) entries to be added, removed, or altered in the record the FCA maintains under section 347(1) notices relating to any relevant regulated activity to be given or received under paragraph 13(1) the PRA to give consent under paragraph 13(1D) preparations to be made under paragraph 13(1E) notices relating to any relevant regulated activity to be given or received under paragraph 14(1) (ba) preparations to be made under paragraph 14(1D) notices relating to any relevant regulated activity to be given or received under paragraph 19(2)

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