SCHEDULE
Regulation 3
Specified provisions for the purposes of regulation 3
1 The Friendly Societies (Amendment) (EU Exit) Regulations 2018
In the Friendly Societies (Amendment) (EU Exit) Regulations 20183—
a in regulation 14(c)(iii) (amendment of Schedule 14A (appointment and removal of auditors: societies to which audit directive applies)), new sub-paragraph (2);
b in regulation 15 (amendment of Schedule 15 (amalgamations, transfers of engagements and conversion: supplementary))—
i in paragraph (4)(c), new sub-paragraph (1A);
ii in paragraph (5)(c), new sub-paragraph (1A).
2 The EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018
In the EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018—
a in regulation 24(2)(b) (Financial Services Compensation Scheme - modifications of Part 15 of the Financial Services and Markets Act 2000)—
i new sub-section (9B);
ii in new sub-section (9C), the definitions of “AIFM”, “credit institution”, “ELTIF”, “insurance intermediary”, “management company”, “mortgage intermediary” and “UCITS”;
b in regulation 70(2)(b)—
i new subsection (9B);
ii new subsection (9C), the definitions of “credit institution”, “insurance intermediary” and “mortgage intermediary”.
3 The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018
In the Central Counterparties (Amendment, etc, and Transitional Provision) (EU Exit) Regulations 20184—
a regulation 9 (revocation of implementing acts made under Article 25.6 of the EMIR Regulation);
b regulation 10 (disapplication of ESMA recognition decisions).
4 The Building Societies Legislation (Amendment) (EU Exit) Regulations 2018
In the Building Societies Legislation (Amendment) (EU Exit) Regulations 20185—
a in regulation 3(1)(b) (Part 2: Constitution of building societies), new sub-section (1A)(a);
b in regulation 6(b) (Schedule 2: Establishment, incorporation and constitution of building societies), new sub-paragraph (5BA);
c in regulation 7(b) (Schedule 11: Auditors: appointment, tenure), new sub-paragraph (1A).
5 The Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018
In the Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 20186—
a in regulation 6(5) (terms defined for purposes of Regulation), new point 8B(b);
b regulation 15(2)(b) (power of Treasury to revoke legislation).
6 The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018
In Schedule 2 (amendments of subordinate legislation) to the Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 20187—
a in paragraph 22—
i in sub-paragraph (3)(c), new sub-paragraphs (2), (2A) and (3)(e);
ii sub-paragraph (5)(a);
iii in sub-paragraph (5)(b), new sub-paragraph (1A);
b in paragraph 73—
i in sub-paragraph (3)(b), new sub-paragraphs (2), (2A) and (3)(e);
ii sub-paragraph (5)(a);
iii in sub-paragraph (5)(b), new paragraph (1A).
7 The Bank of England (Amendment) (EU Exit) Regulations 2018
In the Bank of England (Amendment) (EU Exit) Regulations 20188—
a in regulation 8(5) (Financial Services Act 2012), new subsection (8B);
b regulation 11(2)(f) (the Bank of England Act 1998 (Macro-prudential Measures) Order 2013).
8 The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018
In the Central Securities Depositories (Amendment) (EU Exit) Regulations 20189—
a regulation 3(3)(c) (amendment of the Central Securities Depositories Regulations 2017);
b in regulation 6(2)(v) (definitions), new point (54).
9 The Short Selling (Amendment) (EU Exit) Regulations 2018
In the Short Selling (Amendment) (EU Exit) Regulations 201810—
a in regulation 5(2) (interpretation)—
i sub-paragraph (d)(ii);
ii in sub-paragraph (i), new point (s)(ii) and (iii);
b regulation 8(3)(b)(ii) (transparency of Net Short Positions);
c in regulation 10 (exemptions)—
i in paragraph (1)(b)(ii), new sub-paragraph;
ii in paragraph (2)(e), new paragraph 6A.
10 The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
In the Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 201811—
a regulation 8(1) (transitional provisions: pre-exit EEA resolution action);
b in Schedule 1 (amendments of the Banking Act 2009)—
i in paragraph 6, new subsection (4);
ii paragraph 35;
iii paragraph 38;
c in Schedule 3 (amendments of the Bank Recovery and Resolution (No. 2) Order 2014)—
i paragraph 1(6);
ii paragraph 47(3)(b);
iii paragraph 83(2)(a);
iv paragraph 103(3).
11 The Capital Requirements (Amendment) (EU Exit) Regulations 2018
In the Capital Requirements (Amendment) (EU Exit) Regulations 201812—
a in regulation 12 (regulation 2A (insertion of new paragraph)), new regulation 2A;
b in regulation 35(3) (regulation 2 (interpretation)), new paragraph (2A);
c in regulation 44 (regulation 14 (buffer rates for EEA exposures)), new regulation 14;
d in regulation 60 (Part 5A (Systemic Risk Buffer)), in new Part 5A—
i new regulation 34F(1)(e);
ii new regulation 34U;
e in regulation 64 (Article 4(1) (definitions))—
i in paragraph (21), new point (26A);
ii in paragraph (52), new point (128B);
f in regulation 66 (Article 4A and 4B (insertion of new paragraphs)), new Article 4A;
g regulation 86(a) (Article 31 (capital instruments subscribed by public authorities in emergency situations));
h in regulation 216 (Article 522 (insertion of new paragraph)), in new Article 522, paragraphs 1 and 3;
i regulation 221(3)(b) (specific transfer of powers to the Treasury);
j in regulation 228(g) (Article 3 (definitions)), new points (13)(b) and (14)(b);
k in regulation 247(c) (Article 33 (cap on inflows)), new paragraph (4)(b).
12 The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
In the Markets in Financial Instruments (Amendment) (EU Exit) Regulations 201813—
a in regulation 4(8) (amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001), in new Schedule 3, paragraph 1(o);
b in regulation 7(2) (interpretation), new paragraph (5);
c in regulation 8 (exempt and third country investment firms)—
i in paragraph (5)(d), new paragraph (2);
ii in paragraph (6)(b)(ii), new sub-paragraphs (ii)(aa) and (bb);
iii paragraph (6)(c)(ii);
iv in paragraph (7)(c)(i), new sub-paragraphs (a)(i) and (ii);
d in regulation 10(1)(f) (direct electronic access), new paragraph (11);
e in regulation 19(1)(b) (authorisation of data reporting services), new sub-paragraph (e);
f in regulation 25 (subject matter and scope)—
i in paragraph (3), new paragraph 2(a)(ii);
ii in paragraph (5), new paragraph 5za;
g in regulation 26(2)(h) (definitions), new points (64) and (65);
h in regulation 27 (transparency for trading venues)—
i in paragraph (2)(d), new paragraphs 3A(a) and 3D(a)(iii);
ii in paragraph (4)(f), new paragraph 4B(a)(ii);
iii in paragraph (5)(c), new paragraph 2B(a)(ii);
i in regulation 28 (transparency for systematic internalisers and investment firms trading OTC)—
i...