Banque Haviland,Edmund Lloyd Rowland,Vladimir Bolelyy and David John Rowland 3rd Party [2023] UKUT 00136 (TCC)
| Jurisdiction | UK Non-devolved |
| Judge | Judge Herrington |
| Subject Matter | 9 June 2023 |
| Court | Upper Tribunal (Tax and Chancery Chamber) |
Neutral Citation: [2023] UKUT 00136 (TCC) Case Numbers: UT-2023-000014-17
UPPER TRIBUNAL
(Tax and Chancery Chamber)
Hearing Venue: The Rolls Building, London EC4A 1NL
FINANCIAL SERVICES - third party rights reference - preliminary issue - effect of FCA giving
a Final Notice to the subject of a Decision Notice who has not referred the matter to the
Tribunal where a third party has made a reference in relation to the Decision Notice - ss 390,
391 & 393 FSMA
Heard on: 22 May 2023
Judgment date: 9 June 2023
Before
JUDGE TIMOTHY HERRINGTON
Between
BANQUE HAVILLAND SA (1)
EDMUND LLOYD ROWLAND (2)
VLADIMIR BOLELYY (3) Applicants
-and-
THE FINANCIAL CONDUCT AUTHORITY The Authority
DAVID JOHN ROWLAND
Third Party Rights Applicant
and
THE FINANCIAL CONDUCT AUTHORITY
The Authority
Representation:
For the First Applicant: Jason Mansell, Counsel, instructed by Kingsley Napley LLP
For the Second Applicant: Simon Pritchard, Counsel, instructed by Peters & Peters LLP
For the Third Applicant: Rhys Meggy, Counsel, instructed by Hickman & Rose
For the Third Party Rights Applicant: Graham Robeson, representative
For the Authority: James Purchas, Counsel, instructed by the Financial Conduct Authority
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