National Health Service (Optical Charges and Payments) Regulations 1997

JurisdictionUK Non-devolved
CitationSI 1997/818
Year1997

1997 No. 818

NATIONAL HEALTH SERVICE, ENGLAND AND WALES

The National Health Service (Optical Charges and Payments) Regulations 1997

Made 13th March 1997

Laid before Parliament 14th March 1997

Coming into force 1st April 1997

The Secretary of State for Health, in exercise of powers conferred on him by sections 38(1), 39, 78(1) and 128(1) of, and paragraphs 2 and 2A of Schedule 12 to, the National Health Service Act 19771and of all other powers enabling him in that behalf, hereby makes the following Regulations:—

1 GENERAL

PART I

GENERAL

S-1 Citation, commencement and interpretation

Citation, commencement and interpretation

1.—(1) These Regulations may be cited as the National Health Service (Optical Charges and Payments) Regulations 1997 and shall come into force on 1st April 1997.

(2) In these Regulations, unless the context otherwise requires—

“the Act” means the National Health Service Act 1977;

“capital limit” means the amount prescribed for the purposes of section 134(1) of the Social Security Contributions and Benefits Act 19922as it applies to income support;

“child” means a person who is under the age of 16 years;

“complex appliance” means an optical appliance at least one lens of which—

(a) has a power in any one meridian of plus or minus 10 or more dioptres, or

(b) is a prism-controlled bifocal lens;

“disability working allowance” means disability working allowance under Part VII of the Social Security Contributions and Benefits Act 19923;

“eligible person” is to be construed—

(a) for the purposes of Part III, in accordance with regulation 3(2);

(b) for the purposes of Parts IV and V, in accordance with regulation 8(2) to (5);

“face value” means, in relation to a voucher on which is marked a letter code specified in column 2 of Schedule 1, the amount specified in relation to it in column 3 of that Schedule, plus the amount of any increase provided for by paragraph 1 of Schedule 2;

“family credit” means family credit under Part VII of the Social Security Contributions and Benefits Act 1992;

“an income-based jobseeker’s allowance” has the meaning given to it by section 1(4) of the Jobseekers Act 19954;

“income support” means income support under Part VII of the Social Security Contributions and Benefits Act 1992;

“minimum complex appliance payment” means, in relation to an optical appliance, the amount specified as such for the appliance in paragraph 2 of Schedule 2;

“NHS sight test fee” means, in relation to a testing of a patient’s sight carried out either by an ophthalmic medical practitioner or by an optician—

(a) at a place where the patient normally resides, an amount of £37.83, or

(b) in any other case, an amount of £13.71;

“notice of entitlement” means a notice issued under regulation 7 of the Remission Regulations for the purposes of remission of charges under the Act;

“ophthalmic list” means a list, prepared and published pursuant to regulations made under section 39(a) of the Act of medical practitioners and opticians who undertake to provide general ophthalmic services5;

“Ophthalmic Services Regulations” means the National Health Service (General Ophthalmic Services) Regulations 19866;

“optician” means an ophthalmic optician;

“patient” means a person whose sight has been tested whether under the Act or otherwise;

“patient’s contribution” is to be construed as follows—

(a) for the purposes of Parts III, IV and V, where a patient’s resources are less than his requirements, the contribution shall be nil;

(b) for the purposes of Part III, where the patient’s resources exceed his requirements, the contribution shall be an amount equal to that excess;

(c) for the purposes of Parts IV and V, where the patient’s resources exceed his requirements, the contribution shall be an amount equal to twice that excess;

“patient’s resources” means a person’s resources as calculated in accordance with regulation 6 of, and Schedule 1 to, the Remission Regulations;

“redemption value” is to be construed—

(a) for the purposes of Part III, in accordance with regulation 7;

(b) for the purposes of Part IV, in accordance with regulation 14;

(c) for the purposes of Part V, in accordance with regulation 19;

the 1989 Regulations” means the National Health Service (Optical Charges and Payments) Regulations 19897;

“the Remission Regulations” means the National Health Service (Travelling Expenses and Remission of Charges) Regulations 19888and a reference to those Regulations is to be construed as a reference to them as they have effect on the making of these Regulations and as amended subsequently;

“replacement” does not include the replacement of an optical appliance rendered unserviceable by fair wear and tear;

“responsible authority” means—

(a) in relation to a voucher completed pursuant to regulation 4, the Health Authority for the area in which the testing of sight to which it relates takes place;

(b) in relation to a voucher issued pursuant to regulation 9 or completed pursuant to regulation 16 otherwise than by an NHS trust9, the Health Authority for the area in which the supply, replacement or repair of the optical appliance to which it relates takes or is to take place;

(c) in relation to a voucher issued pursuant to regulation 10 or completed pursuant to regulation 16 by an NHS trust, the Health Authority in whose area the patient resides;

(d) in relation to a payment made pursuant to regulation 6, the Health Authority for the area in which the testing of sight took place;

(e) in relation to a payment made pursuant to regulation 20 otherwise than by an NHS trust, the Health Authority for the area in which the supply, replacement or repair of the optical appliance to which it relates took place;

(f) in relation to a payment made pursuant to regulation 20 by an NHS trust, the Health Authority in whose area the patient resides;

“small glasses” means glasses the lens apertures of which have datum centres not more than 56 millimetres apart; and for this purpose “datum centre” is to be construed in accordance with Part 1 of British Standard 3521/91 (Glossary of Terms relating to Ophthalmic Lenses) published by the British Standards Institution as effective immediately before 13th March 1997;

“supplier” includes a person replacing or repairing an optical appliance;

“supply” includes the replacement of an optical appliance rendered unserviceable by fair wear and tear;

“voucher” for the purposes of enabling a payment to be made under these Regulations, means—

(a) in Part III, a voucher form supplied to those whose names are included in an ophthalmic list by the Secretary of State;

(b) in Part IV, a voucher form supplied—

(i) where a testing of sight is carried out otherwise than by an NHS trust, by the Secretary of State to the person who carries it out;

(ii) where a testing of sight is carried out by an NHS trust, by that NHS trust;

(c) in Part V, a voucher form supplied to a supplier, by the Secretary of State.

(3) For the purposes of Schedule 1—

(a)

(a) where an optical appliance has lenses described in different paragraphs in column 1 of Schedule 1, the face value of a voucher for the appliance shall be determined according to whichever lens would provide the greater face value; and

(b)

(b) where an optical appliance has a bifocal lens, the power of the lens shall be determined according to the power of that segment of the lens designed to correct a defect in distant sight; and

(c)

(c) a monocle shall be treated as though it were glasses.

(4) In these Regulations, unless the context otherwise requires, a reference—

(a)

(a) to a numbered regulation, Part or Schedule is to the regulation in, Part of, or Schedule to, these Regulations bearing that number;

(b)

(b) in a regulation to a numbered paragraph is to the paragraph in that regulation bearing that number;

(c)

(c) in Schedule 1 to a numbered paragraph is to the paragraph in column 1 in that Schedule bearing that number.

2 CHARGES

PART II

CHARGES

S-2 Charges for glasses and contact lenses

Charges for glasses and contact lenses

2.—(1) A charge of such sum as may be determined by or in accordance with directions given by the Secretary of State shall be made and recovered in accordance with paragraph (2) in respect of the supply of glasses and contact lenses under the Act.

(2) Where a charge is payable by virtue of paragraph (1), the NHS trust, or other person on its behalf, that supplies or is to supply the glasses or contact lenses may—

(a)

(a) on arranging to supply the glasses or contact lenses, make the charge; and

(b)

(b) on supplying the glasses or contact lenses or having them available for supply, recover the charge from the patient (if it has not previously been paid).

3 PAYMENTS TOWARDS COST OF SIGHT TESTS

PART III

PAYMENTS TOWARDS COST OF SIGHT TESTS

S-3 Eligibility—sight tests

Eligibility—sight tests

3.—(1) A payment shall be made as provided for by this Part of these Regulations to contribute to the cost of a testing of sight which the responsible authority accepts as having been incurred by an eligible person.

(2) An eligible person is a person whose income resources, as calculated in accordance with regulation 6 of, and Schedule 1 to, the Remission Regulations for the purposes of remission of charges under the Act, exceed his requirements as so calculated, but whose patient’s contribution does not exceed the NHS sight test fee and whose capital resources as so calculated do not exceed the capital limit.

S-4 Completion and use of voucher—sight tests

Completion and use of voucher—sight tests

4.—(1) A person who wishes a payment to be made by virtue of this regulation in his case shall—

(a)

(a) apply to the Secretary of State for a notice of entitlement;

(b)

(b) apply for his sight to be tested by an ophthalmic medical practitioner or optician whose name is included in an ophthalmic list;

(c)

(c) indicate to that practitioner or optician that he is an eligible person at the time of the...

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