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The investigation committee found a prima facie case of misconduct for Anthony Smith, FCMA, CGMA, to answer in relation to a complaint that he: had failed to provide information requested by a new accountant in a professional clearance letter; had issued a [pounds sterling]1,000 invoice for a "document-release charge" when no other fee was owed by the client; and had failed to deal professionally with the request for professional clearance.

Pursuant to regulation II.8(e) of the royal charter byelaws and regulations, the committee invited Smith to consent to the imposition of the sanction of a reprimand by way of consent order without further proceedings, to which he agreed. A finding upholding the complaint was recorded and an order for the imposition of a reprimand was issued.

The investigation committee found a prima facie case of misconduct for John Ambler (formerly an FCMA) to answer in relation to a complaint that he: had failed to follow the agreed

procedure as laid out by his engagement letter; had failed to assist the company in preparing financial statements effectively; had failed to address the...

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