Paroxetine investigation: anti-competitive agreements and conduct

Decision Date12 February 2016
Date12 February 2016
Subject MatterCA98 and civil cartels
CourtCompetition and Markets Authority (EW)
Case CE-9531/11
Decision of the Competition and
Markets Authority
Paroxetine Case CE-9531/11
12 February 2016
Case CE-9531/11
© Crown copyright 2016
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licence/ or write to the Information Policy Team, The National Archives, Kew, London
TW9 4DU, or email: psi@nationalarchives.gsi.gov.uk.
Confidential information in the original version of this Decision has been redacted
from the published version on the public register. Redacted confidential information
in the text of the published version of the Decision is denoted by [].
The names of individuals mentioned in the description of the infringement in the
original version of this Decision have been removed from the published version on
the public register. Names have been replaced by a general descriptor of the
individual's role.
Case CE-9531/11
3
Contents
Page
1. INTRODUCTION .................................................................................................. 8
A. The purpose of this document ........................................................................ 8
B. Summary of the Infringing Agreements .......................................................... 9
C. Summary of GSK’s Infringing Conduct ......................................................... 13
D. Summary of the action being taken .............................................................. 14
E. The Annexes to the Decision ........................................................................ 15
2. THE CMA’S INVESTIGATION ........................................................................... 16
A. The origins and scope of the Investigation ................................................... 16
B. Information gathering by the OFT prior to the issue of the SO ..................... 17
C. Issue of the SO and the appointment of a Case Decision Group ................. 18
D. Further information gathering by the OFT and CMA following the
representations on the SO ................................................................................. 20
E. Issue of the First Letter of Facts ................................................................... 20
F. Issue of the SSO .......................................................................................... 21
G. Further information gathering by the CMA following the representations on
the SSO ............................................................................................................. 21
H. Issue of the NGFA Decision ......................................................................... 21
I. Issue of the Draft Penalty Statements .......................................................... 22
J. Further information gathering by the CMA following the representations on
the Draft Penalty Statements ............................................................................. 22
K. Issue of the Second Letter of Facts .............................................................. 22
L. Issue of the Third Letter of Facts .................................................................. 23
3. BACKGROUND INFORMATION AND THE FACTS .......................................... 24
A. The Parties ................................................................................................... 24
B. The product paroxetine .............................................................................. 29
C. The process and benefits of generic competition ......................................... 37
D. Regulatory framework .................................................................................. 42
E. Background to the Patent Disputes .............................................................. 61
F. Outline of the Agreements between GSK and the Generic Companies ....... 67
G. Developments in the UK supply of paroxetine ............................................ 167
4. MARKET DEFINITION AND DOMINANCE ..................................................... 185
A. Introduction ................................................................................................. 185
B. Legal framework ......................................................................................... 186
C. Overview, approach and key findings ......................................................... 189
D. Market Definition......................................................................................... 194

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