Subordinate Legislation

JurisdictionUK Non-devolved
CitationSI 2001/1228
Year2001
(1) These Regulations may be cited as the Open-Ended Investment Companies Regulations 2001.for the purpose of regulation 6, on the day on which sections 247 and 248 of the Act come into force for the purpose of making rules;for the purposes of regulations 7, 12, 13, 18(1) and (3) , 74, 77 and 80 to 82, so far as relating to the making of applications for authorisation orders to be made on or after the day mentioned in sub-paragraph (c) , on the day on which section 40 of the Act comes into force;for all remaining purposes, on the day on which section 19 of the Act comes into force.(3) Except as otherwise provided, these Regulations extend to the whole of the United Kingdom.(1) In these Regulations, except where the context otherwise requires—the person who holds the share certificate, or other documentary evidence of title relating to that share mentioned in regulation 48; andthe person whose name is entered on the company’s register of shareholders in relation to any share other than a bearer share.(3) In these Regulations, unless the contrary intention appears, expressions which are also used in F35the Companies Acts (as defined in section 2 of the Companies Act 2006) have the same meaning as in F36those Acts.(4) Any reference in these Regulations to the Collective Investment Schemes sourcebook is a reference to the Collective Investment Schemes sourcebook made under the Act by the Authority, as it has effect on IP completion.

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