The Need to Reform the Political Role of the African Union in Promoting Democracy and Human Rights in Domestic States: Making States More Accountable and Less Able to Avoid Scrutiny at the United Nations and at the African Union, Using Swaziland to Spotlight the Issues

Date01 February 2018
Author
Pages84-107
Published date01 February 2018
DOI10.3366/ajicl.2018.0221
INTRODUCTION

Violence and human rights abuse continue to affect many parts of Africa.1 However, this is not a uniquely African problem.2 In point of fact, various studies have found that the last decade has seen an erosion in levels of peace and a degrading of the human rights situation around the world.3 On 10 December 2016, Human Rights Day, the United Nations High Commissioner for Human Rights, Zeid bin Ra'ad al-Hussein, stated:

2016 has been a disastrous year for human rights across the globe […] If the growing erosion of the carefully constructed system of human rights and rule of law continues to gather momentum, ultimately everyone will suffer.4

The 2016 Global Peace Index (GPI) indicated that the world became less peaceful over the last year, underlining the decade-long trend of decreasing peace around the world. Greater inequality in situations of peace are also occurring globally, with the most peaceful countries steadily improving their situation while states that are the least peaceful continue to deteriorate with increasing levels of violence and conflict.5

On the African continent, internal conflicts accompanied by gross human rights abuses, including unlawful killings, torture and rape, are common.6 Many states remain undemocratic and hardly uphold human rights values. Numerous countries, including Algeria, Angola, Burundi, the Central African Republic, Chad, the Democratic Republic of the Congo, Egypt, Equatorial Guinea, Ethiopia, Eritrea, the Gambia, Gabon, Libya, Mauritania, Rwanda, Somalia, Sudan, South Sudan, Uganda and others, are far from democratic.7 They do not sufficiently respect the human rights of their citizens. These states often do not tolerate dissent and many restrict freedom of expression.8 Many cooperate with international human rights institutions formally but do little in practice to move on the issues raised by these mechanisms.9

Under these circumstances, this article examines how effective the African Union (AU) has been in pushing states to be more democratic in nature and to respect, protect and fulfil the human rights of their citizens. Swaziland is a useful example to use as the lens through which to view the AU's accomplishments in ensuring that states become more democratic and human rights acquiescent. This is the case as it is one of the most authoritarian countries in the world whose human rights record has been far from positive. Swaziland continues to use draconian methods to limit democratic progress and to stifle dissent. Crucially, there is generally little focus on the country and much that occurs in the country has flown under the radar internationally, particularly as far as human rights are concerned.10

The article therefore reviews the extent to which international and regional processes are useful and effective in making states like Swaziland more human rights compliant. It reviews various United Nations (UN) processes to understand how Swaziland, generally speaking, avoids oversight processes. The article also examines Swaziland at the United Nations, and specifically the Universal Periodic Review (UPR) process, where Swaziland has no choice but to participate, to determine how Swaziland has often been able to avoid scrutiny and when it does, that process is not as effective as it could be because African states are reluctant to criticise each other. They often go out of their way to protect each other. The article explores how Swaziland has embarked on processes of treaty ratification as a result of the UPR, but has been able to avoid carrying out what is called on them to do as far as improving the actual democratic and human rights matters of concern.

The review of the UPR process is important to understand the extent to which African states are willing to play a part in enforcing human rights standards in other African states inside and outside of Africa. It thus shines a light on African processes that avoid public criticism of African states and at times defend them. Thus the way African countries operate at the UPR is indicative of how African states tend to deal with each other both on the continent as well as elsewhere. It indicates how African states often conduct themselves in a way that limits accountability and scrutiny. This has the effect that there is reduced pressure on countries with democratic and human rights problems to reform.

In this context, the article reviews the political role of the AU in making states more democratic and human rights compliant. This is an important consideration at this juncture as 2016 was the 35th anniversary of the adoption by the OAU of the African Charter on Human and Peoples’ Rights, the 30th anniversary of its coming into force and the 10th anniversary of the establishment of the African Court on Human and Peoples’ Rights.11 Human rights are an important feature of the platform of the AU, and the AU Assembly specifically declared 201612 the African Year of Human Rights with Special Focus on the Rights of Women.13 In July 2016, the African Union Summit14 announced the ‘Human and Peoples’ Rights Decade in Africa’ that would take place from 2017 to 2026. For this reason the AU Commission and AU organs are supposed to develop an African Human Rights Action and Implementation Plan 2017–26 to ensure significant progress on human rights matters.15 Usefully, the AU is establishing a Pan African Institute for Human Rights (PAIHR) to conduct research, analysis and dialogue on human rights issues on the continent and to work with the other AU institutions that have a human rights focus.16 However, the AU strategy to undermine the International Criminal Court which has been in existence for a number of years bore fruit when three countries, South Africa, the Gambia and Burundi, set in motion the process to withdraw from the Court. More states are also planning to do so. The AU has been on a collision course with the Court that has damaged the fight against impunity in Africa and emboldened some leaders to feel that they are unlikely to be held to account for their actions. Thus the effect of the AU's role with the ICC has been to weaken human rights protection on the continent. This will be dealt with in the article.

The article therefore examines the political processes used by the AU to determine the methods they use and whether there is a sufficiently robust approach towards issues of democratisation and human rights. It does not deal with the role the AU has played when intervening directly in countries when coups or similar events have occurred, or when peacekeepers are deployed in places where massive violations are being committed. That is beyond the scope of this article. It does, however, briefly deal with the situation when there is a request for action by the Peace and Security Council that is declined by the main AU organs. Also outside the scope of the article are the role of various AU structures, such as the African Commission on Human and Peoples’ Rights (ACHPR/Commission) and the African Court of Human and Peoples’ Rights.17 The article will, however, deal briefly with the role of the AU in the work of the Commission and the interference by the AU, at times, in the work of the ACHPR to indicate how that weakens the mandate of the ACHPR and its human rights work.18 The article deals with how countries such as Swaziland where there are many human rights problems are dealt with by the AU, and how the AU can be more effective in achieving democratic and human rights reforms in those places.

SWAZILAND'S DEMOCRATIC AND HUMAN RIGHTS DEFICIT

On 1 May 2014, trade union leaders Mario Musuku and Maxwell Dlamini attended Workers’ Day celebrations at a school sports ground in Manzini, Swaziland. Masuku addressed the crowds (in their thousands) while Dlamini participated in the singing of songs and chanting of slogans.19 Both the speeches and the songs were critical of the Swazi government, accusing them of not adhering to their constitutional obligations, not permitting political parties to exist in the country and being critical of the role of the absolute monarch.20 Musuku and Dlamini called for the restoration of the independence of the judiciary and the rule of law.21 In particular, they chanted slogans in support of the People's United Democratic Movement (PUDEMO), a trade union. The speeches were intended to protest, non-violently, against the Swazi state which the demonstrators believed was not democratic and not pro-human rights.

As a result of their actions, Masuku and Dlamini were charged with contravening the Suppression of Terrorism Act of 2008 and the Sedition and Subversive Activities Act of 1938. They then challenged the constitutionality of certain sections of these laws. In September 2016 the Swaziland High Court, in a two-to-one decision, declared the impugned provisions of these laws unconstitutional.22 This is a rare showing of independence by the courts and an exceptional victory for human rights.23 However, the finding is being appealed by the state. Whether this decision will be upheld on appeal at the Supreme Court remains to be seen, but this verdict has been the only ray of sunshine in an otherwise dark and blustery environment. Even if the High Court decision is affirmed on appeal the result could have little effect in reality as the government is in the process of reviewing the laws, and might simply re-enact new versions of the laws which could be draconian.

These developments help to contextualise the issues in Swaziland and the extent of the problems in the country. It helps to indicate the extent to which Swaziland is a country with an authoritarian regime in power.24 It reflects the situation that while Swaziland supposedly has a democratic constitution that protects human rights the reality is that it is an undemocratic state where the rule of law and human rights are generally absent. The real situation is that state control and state power is absolute, and...

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