David John Bedford v The Financial Services Authority

JurisdictionUK Non-devolved
CourtUpper Tribunal (Tax and Chancery Chamber)
JudgeJudge Bishopp,Member Chapman,Member Burbidge
Published date01 December 2016
Date29 September 2011
Subject MatterFinancial Services,29 September 2011
Reference number: FS/2010/0015
INSURANCE BROKER — assisting fraudster by continuing to place business
with him when knowing risks were not being insured — forgery of policy documents
— deceit of clients — whether prohibition appropriate — yes — whether financial
penalty appropriate following police caution for same conduct — yes — but penalty
reduced to £10,000 in particular circumstances of applicant
UPPER TRIBUNAL
TAX AND CHANCERY CHAMBER
DAVID JOHN BEDFORD Applicant
- and
THE FINANCIAL SERVICES AUTHORITY The Authority
Tribunal: Judge Colin Bishopp
Mr Christopher Chapman
Mr Christopher Burbidge
Sitting in public in London on 25 July 2011
The Applicant appeared in person
Mr Martin Watts, counsel, for the Authority
© CROWN COPYRIGHT 2011

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