Listed Buildings and Conservation Areas

AuthorWilliam Webster/Robert Weatherley
Pages537-547
Chapter 50


Listed Buildings and Conservation Areas

INTRODUCTION

50.1 This chapter covers the following specific topics: preservation of listed buildings, and conservation areas (both of which are governed by the LBA 1990). For government policy and guidance, see: (a) paragraphs 126–141 of the NPPF in the section ‘Conserving and enhancing the historic environment’; and (b) the PPG in the corresponding section.1

PRESERVATION OF LISTED BUILDINGS

50.2 Ministerial powers and duties in relation to listed building control vests in the Secretary of State for Culture, Media and Sport (and in Wales by the Welsh Government), and he may compile lists2of buildings of special architectural or historic interest or approve, with or without modifications, such lists compiled by the Historic Buildings and Monuments Commission for England (‘the Commission’) or by other persons or bodies and may amend any list so compiled or approved.3The purpose of listing is: (a) with a view to the guidance of LPAs in the performance of their functions;4and (b) to prohibit unauthorised works to listed buildings.5

1PPG, starting at reference 18a-001-20140306.

2Listed buildings are in practice classified as Grade I or Grade II. There is no statutory requirement for this. Grade I buildings are buildings of exceptional interest, whereas Grade II buildings are particularly important buildings of more than special interest which warrant every effort being made to preserve them (see Circular 1/07, para 6.6).

3LBA 1990, s 1(1)–(3). The Secretary of State is not required to consult the owner of a building that it is intended to be listed (although it is open to any person to contend on appeal from a refusal of listed consent that the building is not of special architectural or historic interest and ought to be removed from any list complied or approved by the Secretary of State under s 1 (see s 21(3)). If, however, the Secretary of State decides that a building should be listed then he must notify the LPA who must notify the owner and occupier (s 2(3)). To introduce an element of certainty about listing, it is possible to apply to the Secretary of State for the issue of a certificate that he does not intend to list the building. The issue of such a certificate (which may be sought at any time) in respect of a building will preclude the Secretary of State from listing the land for a period of 5 years (LBA 1990, s 6).

4Under the TCPA 1990, and the LBA 1990 (see s 1(1)).

5The term ‘listed building’ may include, in addition to the building itself: (a) any object or structure fixed to a building; and (b) any object or structure within the curtilage of the building which, although not fixed to the building, forms part of the land and has done so since before 1 July 1948 (s 1(5)). There are a number of authorities on what will constitute a structure within the curtilage

538 Restrictions on the Use of Land

50.3 The result of listing is that it becomes an offence6to carry out any works for the demolition of the building or for its alteration or extension in any manner which would affect its character as a building of special architectural or historic interest without listed building consent.7The LPA may (in addition to prosecution) also issue a listed building enforcement notice with a view to the restoration of the building.8Failure to comply with an enforcement notice is an offence.9Where the LPA (or the Commission) considers it expedient, it may


of a listed building: Debenhams plc v Westminster City Council [1987] AC 396; Skerritts of Nottingham Ltd v Secretary of State for the Environment, Transport and the Regions [1999] JPL 932; Lowe v First Secretary of State [2003] 08 EG 129 (CS); Sumption v Greenwich London Borough Council [2007] EWHC 2776 (Admin). The prohibition on works to listed buildings may involve works to the interior of the building if they affect the special character of the building (see s 1(5)) or works which do not even fall within the definition of development or which are permitted developments.

6Under LBA 1990, s 9. Section 7 contains a prohibition on works for the demolition of a listed building or for its alteration or extension in any manner which would affect its character as a building of special architectural or historic interest, unless the works are authorised by the LPA or the Secretary of State on an application for listed building consent made under s 10 and they are executed in accordance with the terms of the consent and of any conditions attached to it (s 8). In the case of demolition (involving demolition of the whole or substantially the whole of the building, see Shimizu (UK) Ltd v Westminster City Council [1997] JPL 523), there is an additional requirement that notice of the proposal to execute such works has been given to Historic England (formerly English Heritage)/the Royal Commission on the Ancient and Historical Monuments of Wales, which are to be afforded the opportunity (of at least one month following the grant of consent to demolish the building) to access the building for the purpose of recording it. The offence is one of strict liability from which it follows that evidence of the defendant’s intent or state of mind is irrelevant (R v Wells Street Metropolitan Stipendiary Magistrate ex parte Westminster City Council [1986] 3 All ER 4).

7LBA 1990, s 7 sets out the basis of the system of listed building control (i.e. no unauthorised works to listed buildings); s 8 deals with the pre-conditions for the authorisation of works in the case of listed buildings; and s 9 makes it an offence to contravene s 7 (i.e. no listed building consent and a failure to comply with a condition attached to a consent). There are defences under s 7(3): (a) that the works were urgently necessary in the interests of health and safety or the preservation of the building; (b) that it was not practicable to secure health or safety or, as the case may be, the preservation of the building by works of repair or works for affording temporary support or shelter; (c) that the works carried out were limited to the minimum measures immediately necessary; and (d) that notice in writing justifying in detail the carrying out of the works was given to the LPA as soon as reasonably practicable. Section 9(4) provides that a person guilty of an offence under s 9 shall be liable: (a) on summary conviction to imprisonment for a term not exceeding 6 months or a fine not exceeding £20,000, or both; or (b) on conviction on indictment to imprisonment for a term not exceeding 2 years or an unlimited fine, or both. In determining the amount of any fine, the court shall in particular have regard to any financial benefit which has accrued or appears likely to accrue to the offender in consequence of the offence (s 9(5)). It is also an offence to demolish a listed building, or to cause such work to be done, without giving notice to Historic England (s 8(2)).

8LBA 1990, s 38. Such notice may be appealed (on any of the grounds listed in s 39(1)) to the Secretary of State (who, inter alia, may quash or vary the listed building enforcement notice or may grant listed building consent for all or part of the works to which it relates or may even remove the building from the statutory list), and thereafter to the High Court on a question of law (s 65).

9LBA 1990, s 43(2). See defences in s 43(4). The LPA may also carry out the work and recoup the expenses reasonably incurred by it in doing so under s 42.

apply to the court for an injunction to restrain any actual or threatened contravention of the LBA 1990.10

50.4 There are exceptions to the scheme of control for certain ecclesiastical buildings and redundant churches11or to any building which is a scheduled monument.12

50.5 The procedures for obtaining listed consent are set out in the LBA 199013

and in the Planning (Listed Buildings and Conservation Areas) Regulations 1990,14or in Wales in the Planning (Listed Buildings and Conservation Areas) (Wales) Regulations 2012.15The provisions are modelled on applications for planning permission although, as one might expect, there are additional requirements as to publicity and consultation involving the Secretary of State16

and/or Historic England and/or the National Amenity Societies. The LPA has power to grant or refuse applications for listed building consent, and to impose conditions, provided the requirements as to notification have been met and the 28-day suspension period has been observed in cases of demolition.17The Secretary of State may also give directions calling in the...

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