Insider Trading in UK Law
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The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
... ... 96A (disclosure of information requirements) to 96C (suspension of trading) ... (5) In section 97(1) (b) (appointment by FCA of persons to carry ... of P's group—(a) has contravened Article 14 (prohibition of insider dealing and of unlawful disclosure of inside information) or Article 15 ... ...
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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
... ... the Financial Services and Markets Act 2000 ;F425“algorithmic trading” means trading in financial instruments where a computer algorithm ... abuse” means a contravention of Article 14 (prohibition of insider dealing and of unlawful disclosure of inside information) or 15 ... ...
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Financial Services Act 1986
... ... 23 para. 15(5) ... Consultation with Director General of Fair Trading ... 122: Reports by Director General of Fair Trading ... (1) The ... to, conduct of the kind prohibited by the Company Securities (Insider Dealing) Act 1985, or(c) any function prescribed for the purposes of this ... ...
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The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005
... ... section 2(2) of the European Communities Act 1972 2 in relation to insider dealing and market manipulation; ... In exercise of the powers conferred ... of financial instruments which have otherwise been admitted to trading on a regulated market or for which a request for admission to trading on ... ...
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Banking Coordination (Second Council Directive) Regulations 1992
... ... “the Director” means the Director General of Fair Trading; ... “ecu” means the European currency unit as defined in Article 1 ... Insider dealing Insider dealing ... SCH-9.39 ... 39. —(1) Section 178 of the ... ...
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Companies Consolidation (Consequential Provisions) Act 1985
... ... 1 and with saving in S.S.I. 2011/215, art. 2, Sch. 7) ... 8: Trading under misleading name ... ...
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The Electricity and Gas (Market Integrity and Transparency) (Amendment) (EU Exit) Regulations 2019
... ... 2016 No. 129 ... (3) (1) Article 3 (prohibition of insider trading) is amended as follows.(2) In paragraph 3, for the words from ... ...
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Companies (Northern Ireland) Order 1989
... ... 13. Participation in wrongful trading ... 14. Undischarged bankrupts ... 15. Failure to pay under ... PART III ... AMENDMENTS OF THE COMPANIES ORDER ANDTHE INSIDER ... DEALING ORDER ... 26. Takeover offers ... 27. "Deal in ... ...
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The Electricity and Gas (Market Integrity and Transparency) (Enforcement etc.) Regulations 2013
... ... REMIT requirement ... Article 3(1) and (5) (prohibition of insider trading) ; ... Article 4(1) , (2) and (3) (obligation to publish inside ... ...
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Companies Act 1980
... ... V ... Insider Dealing Part V ... Insider Dealing ... Prohibition on stock exchange ... Miscellaneous ... Miscellaneous ... Trading under misleading name, etc. 76 Trading under misleading name, etc ... ...
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