Foreign, Commonwealth and Development Office v Information Commissioner and Others

JurisdictionUK Non-devolved
Neutral Citation[2021] UKUT 248 (AAC)
Year2021
CourtUpper Tribunal (Administrative Appeals Chamber)
Upper Tribunal *Foreign, Commonwealth and Development Office v Information Commissioner and others [2021] UKUT 248 (AAC)

2021 July 1, 2; Oct 1

Farbey J, Upper Tribunal Judges Mullan, Wikeley

Freedom of information - Disclosure - Exemption - Public authority refusing request for information in reliance on mutually exclusive statutory exemptions - Exemptions relied on in alternative to mask involvement or otherwise of security bodies - Whether public authority entitled to rely on exemptions in alternative - Whether breach of right to freedom of expression - Human Rights Act 1998 (c 42), Sch 1, Pt I, art 10 - Freedom of Information Act 2000 (c 36), ss 17, 23, 24

In response to each of three separate requests for information under the Freedom of Information Act 2000F1 the Foreign, Commonwealth and Development Office (“FCDO”) confirmed that it held information which fell within the scope of the request but refused to supply the information on the basis that it was exempt, under either the absolute exemption in section 23(1) (for information supplied by, or relating to, bodies dealing with security matters) or the qualified exemption in section 24(1) (for information whose exemption was required for the purpose of safeguarding national security). Although the FCDO accepted that sections 23 and 24 were mutually exclusive, it relied on them in the alternative in order to protect the interests of national security by “masking” the involvement or non-involvement of any security body. The Information Commissioner rejected the requesters’ complaints. The First-tier Tribunal allowed the requesters’ appeals, holding that the citing of sections 23 and 24 in the alternative was incompatible with the duty of a public authority under section 17(1)(b) to issue a refusal notice which specified the exemption on which it relied. The FCDO appealed. On the appeals one of the requesters contended that an interpretation of the 2000 Act which permitted the masking of an exemption would contravene the right to freedom of expression in article 10 of the Convention for the Protection of Human Rights and Fundamental FreedomsF2, which, so they argued, included a right of access to information.

On the FCDO’s appeals—

Held, allowing the appeals, (1) that the requirement in section 17(1)(b) of the Freedom of Information Act 2000 that a public authority, when refusing an information request by relying on an exemption, had to issue the requester with a notice which, amongst other things, specified the exemption in question was satisfied when the notice specified the section 23 exemption and the section 24 exemption in the alternative, even when the information held by the public authority in fact fell exclusively within either section 23 or section 24; that, in particular, the requirement in section 17(1)(b) to specify the exemption in question meant no more than citing or identifying that exemption and did not amount to an obligation to specify only a valid exemption; that, therefore, the requirement to specify the exemption in question did not preclude the use of masking by reliance on sections 23 and 24 in the alternative and a notice which stated that the public authority was relying on one of two exemptions in the alternative was “specifying” the exemption on which it relied, albeit with one other on which it did not; that, moreover, where Parliament had made clear the need to avoid impact on national security interests where section 23 security bodies were involved, and where both sections 23 and 24 were concerned with national security and their mutual exclusivity arose because the latter was a subsidiary “safety net” provision, the specification of sections 23 and 24 in the alternative had to be permitted to avoid adverse consequences of a significant nature; that it followed that the FCDO had been entitled to rely on sections 23(1) and 24(1) in the alternative, so as to protect the interests of national security by masking whether or not the information requested related to one of the security bodies listed in section 23(3); and that, accordingly, the First-tier Tribunal’s decision, being wrong in law on that issue, would be set aside (post, paras 8, 31, 40, 46, 49, 50, 55, 58, 6263, 85).

Department for the Environment, Food and Rural Affairs v Information Comr [2012] AACR 32, UT, All Party Parliamentary Group on Extraordinary Rendition v Information Comr [2016] AACR 5, UT, Information Comr v Malnick [2018] AACR 29, UT and Oxford Phoenix Innovation Ltd v Information Comr [2018] UKUT 192 (AAC), UT considered.

(2) That further, there was no binding domestic authority which supported an expanded view of the right to freedom of expression under article 10 of the Human Rights Convention so as to include within it a right of access to information; that, in any event, article 10(1) rights were qualified and, in light of the carefully calibrated scheme of the 2000 Act, which contained nothing which was capable of lessening (as opposed to enhancing) any right to information contained in sensitive material, there was no disproportionate interference with article 10 rights; and that, therefore, no other interpretation of section 17(1)(b) of the 2000 Act was required in order to avoid a contravention of article 10 (post, paras 82, 85).

Moss v Information Comr [2020] UKUT 242 (AAC), UT approved.

R (Ullah) v Special Adjudicator [2004] 2 AC 323, HL(E), British Broadcasting Corpn v Sugar (No 2) [2012] 1 WLR 439, SC(E) and Kennedy v Charity Commission [2015] AC 455, SC(E) considered.

Magyar Helsinki Bizottság v Hungary (2016) 71 EHRR 2, ECtHR (GC) distinguished.

The following cases are referred to in the judgment of the Upper Tribunal:

All Party Parliamentary Group on Extraordinary Rendition v Information Comr [2011] UKUT 153 (AAC); [2011] 2 Info LR 75, UT

All Party Parliamentary Group on Extraordinary Rendition v Information Comr (EA/2011/0049-0051) (unreported) 3 May 2012, FTT

All Party Parliamentary Group on Extraordinary Rendition v Information Comr [2015] UKUT 377 (AAC); [2016] AACR 5, UT

British Broadcasting Corpn v Sugar (No 2) [2012] UKSC 4; [2012] 1 WLR 439; [2012] All ER 509, SC(E)

Comr of Police of the Metropolis v Information Comr [2021] UKUT 5 (AAC), UT

Corderoy v Information Comr [2017] UKUT 495 (AAC); [2018] AACR 19, UT

Department for the Environment, Food and Rural Affairs v Information Comr [2011] UKUT 39 (AAC); [2012] AACR 32, UT; [2011] EWCA Civ 1606; [2012] PTSR 1299, CA

Home Office v Information Comr [2015] UKUT 27 (AAC), UT

Information Comr v Malnick [2018] UKUT 72 (AAC); [2018] AACR 29, UT

Kalman v Information Comr [2011] 1 Info LR 664

Keane v Information Comr [2016] UKUT 461 (AAC), UT

Kennedy v Charity Commission [2014] UKSC 20; [2015] AC 455; [2014] 2 WLR 808; [2014] 2 All ER 847, SC(E)

Lownie v Information Comr [2020] UKUT 32 (AAC); [2020] 1 WLR 3319, UT

Magyar Helsinki Bizottság v Hungary (Application No 18030/11) (2016) 71 EHRR 2, ECtHR (GC)

Moss v Information Comr [2020] UKUT 242 (AAC), UT

Oxford Phoenix Innovation Ltd v Information Comr [2018] UKUT 192 (AAC), UT

R (Fylde Coast Farms Ltd (formerly Oyston Estates Ltd)) v Fylde Borough Council [2021] UKSC 18; [2021] 1 WLR 2794; [2021] 4 All ER 381, SC(E)

R (Quintavalle) v Secretary of State for Health [2003] UKHL 13; [2003] 2 AC 687; [2003] 2 WLR 692; [2003] 2 All ER 113, HL(E)

R v Shayler [2002] UKHL 11; [2003] 1 AC 247; [2002] 2 WLR 754; [2002] 2 All ER 477, HL(E)

R (Ullah) v Special Adjudicator [2004] UKHL 26; [2004] 2 AC 323; [2004] 3 WLR 23; [2004] 3 All ER 785, HL(E)

Savic v Information Comr [2016] UKUT 535 (AAC); [2017] AACR 26, UT

Secretary of State for the Home Department v Rehman [2001] UKHL 47; [2003] 1 AC 153; [2001] 3 WLR 877; [2002] 1 All ER 122, HL(E)

The following additional cases were cited in argument or referred to in the skeleton arguments:

AHK v Secretary of State for the Home Department [2013] EWHC 1426 (Admin); [2014] Imm AR 32

Al Rawi v Security Service [2011] UKSC 34; [2012] 1 AC 531; [2011] 3 WLR 388; [2012] 1 All ER 1, SC(E)

British Broadcasting Corpn v Sugar [2008] EWCA Civ 191; [2008] 1 WLR 2289; [2007] 4 All ER 518, CA

Dorset Healthcare NHS Foundation Trust v MH [2009] UKUT 4 (AAC); [2009] PTSR 1112, UT

Kay v Lambeth London Borough Council [2006] UKHL 10; [2006] 2 AC 465; [2006] 2 WLR 570; [2006] 4 All ER 128, HL(E)

Manchester City Council v Pinnock [2010] UKSC 45; [2011] 2 AC 104; [2010] 3 WLR 1441; [2011] PTSR 61; [2011] 1 All ER 285, SC(E)

R v Barton [2020] EWCA Crim 575; [2021] QB 685; [2020] 3 WLR 1333; [2020] 4 All ER 742, CA

R (RJM) v Secretary of State for Work and Pensions [2008] UKHL 63; [2009] AC 311; [2008] 3 WLR 1023; [2009] PTSR 336; [2009] 2 All ER 556, HL(E)

R (Youngsam) v Parole Board [2017] EWHC 729 (Admin); [2017] 1 WLR 2848; [2018] 1 All ER 800

Willers v Joyce (No 2) [2016] UKSC 44; [2018] AC 843; [2016] 3 WLR 534; [2017] 2 All ER 383, SC(E)

APPEALS from the First-tier Tribunal (General Regulatory Chamber)

The requesters, Edward Williams, Professor Mark Wickham-Jones and Dr Andrew Lownie, appealed against decisions of the Information Commissioner rejecting their complaints about decisions of the public authority, the Foreign, Commonwealth and Development Office, refusing requests for certain information on the basis that it was exempt either under section 23(1) of the Freedom of Information Act 2000 (absolute exemption for information supplied by, or relating to, bodies dealing with security matters) or section 24(1) (qualified exemption for information required for the purpose of safeguarding national security), on the basis that, even though sections 23 and 24 were mutually exclusive, the authority was entitled to rely on them in the alternative in order to protect the interests of national security by “masking” the involvement or non-involvement of any security body. The requesters appealed to the First-tier Tribunal (General Regulatory Chamber) which, determining a preliminary issue on the appeals, on 13 November 2020 found the commissioner’s decisions to be wrong in law...

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