Derivative Action in UK Law
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Sanctions and Anti-Money Laundering Act 2018
... ... the purposes of implementing Standards published by the Financial Action Task Force relating to combating threats to the integrity of the ... representing securities, bonds, notes, warrants, debentures and derivative products;(d) interest, dividends and other income on or value accruing ... ...
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Companies Act 2006
... ... of the company to bring proceedings to restrain the doing of an action that is beyond the powers of the directors.But no such proceedings lie in ... Part 11: Derivative claims and proceedings by members ... 260: Derivative claims ... (1) ... ...
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Finance Act 2022
... ... be brought into account in accordance with Part 7 of CTA 2009 (derivative contracts) ... (3) For the purposes of subsection (2) (a) an RP ... determining whether to give a penalty notice;(c) provide for the action to be taken if a monetary penalty is not paid in accordance with a penalty ... ...
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The Companies Act 2006 (Commencement No. 3, Consequential Amendments, Transitional Provisions and Savings) Order 2007
... ... (e) (e) sections 260 to 269 (derivative claims and proceedings by members); ... (f) (f) in Part 13 (resolutions ... (2) If the cause of action arises, wholly or to any extent, from an act or omission that occurred ... ...
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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
... ... ” means the Commission of the European Union;“commodity derivative” has the meaning given by F430Article 2.1.30 of the markets in financial ... FCA may impose a requirement that the person—(a) take specified action; or(b) refrain from taking specified action ... (3) A requirement ... ...
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Rules of the Supreme Court (Amendment) 1994
... ... Derivative actions Derivative actions ... After Order 15, rule 12 there shall be ... 12A. —(1) This rule applies to every action begun by writ by one or more shareholders of a company where the cause of ... ...
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The Undertakings for Collective Investment in Transferable Securities Regulations 2011
... ... the Authority's decision to the Tribunal.(283B) Reports on derivative instruments(1) An authorised person who is the management company in ... (10) inserts section 199A, imposing an obligation on the FSA to take action to safeguard investors in the United Kingdom where the authorisation of an ... ...
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Financial Services and Markets Act 2000
... ... principles in section 3B, and(b) the importance of taking action intended to minimise the extent to which it is possible for a business ... 2013/1388), regs. 1, 3(15) (with reg. 24) ... 283B Reports on derivative instruments ... (1) An authorised person who is the management company in ... ...
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Policies of Assurance Act 1867
... ... being or hereafter becoming entitled, by Assignment or other derivative Title, to a Policy of Life Assurance, and possessing at the Time of Action ... ...
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The Immigration (European Economic Area) Regulations 2016
... ... ) ;deportation order means an order made under regulation 32(3) ;derivative residence card means a card issued to a person under regulation ... (7) Any action taken under this regulation on grounds of public policy, public security ... ...
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